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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
501
Williams Companies
WMB
$86.6B
$248K 0.02%
+9,542
New +$240K
ALB icon
502
Albemarle
ALB
$15.1B
$246K 0.02%
+1,122
New +$240K
NAD icon
503
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$246K 0.02%
15,721
+693
+5% +$11.2K
PAYX icon
504
Paychex
PAYX
$43.1B
$245K 0.02%
+2,183
New +$245K
ADP icon
505
Automatic Data Processing
ADP
$109B
$244K 0.02%
+1,222
New +$252K
EMCB icon
506
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
$243K 0.02%
3,215
– –
LQD icon
507
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$242K 0.02%
+1,818
New +$246K
CMI icon
508
Cummins
CMI
$88B
$241K 0.02%
+1,071
New +$251K
ARKF icon
509
ARK Blockchain & Fintech Innovation ETF
ARKF
$772M
$240K 0.02%
4,868
-209
-4% -$10.9K
ASO icon
510
Academy Sports + Outdoors
ASO
$2.95B
$240K 0.02%
+6,006
New +$240K
BDX icon
511
Becton Dickinson
BDX
$48.7B
$240K 0.02%
1,001
+34
+4% +$8.34K
BLDR icon
512
Builders FirstSource
BLDR
$8.2B
$240K 0.02%
4,634
-1,050
-18% -$51.3K
CLF icon
513
Cleveland-Cliffs
CLF
$6.93B
$240K 0.02%
+12,100
New +$276K
DAL icon
514
Delta Air Lines
DAL
$60B
$239K 0.02%
+5,616
New +$229K
MP icon
515
MP Materials
MP
$8.87B
$239K 0.02%
+7,425
New +$258K
KRE icon
516
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$238K 0.02%
+3,516
New +$226K
GSK icon
517
GSK
GSK
$106B
$236K 0.02%
4,943
-1,057
-18% -$53.1K
PAYC icon
518
Paycom
PAYC
$10.3B
$236K 0.02%
+477
New +$213K
VKQ icon
519
Invesco Municipal Trust
VKQ
$550M
$235K 0.02%
17,535
– –
BMEZ icon
520
BlackRock Health Sciences Trust II
BMEZ
$985M
$234K 0.02%
+8,659
New +$248K
BRW
521
Saba Capital Income & Opportunities Fund
BRW
$339M
$233K 0.02%
+25,625
New +$235K
VTEB icon
522
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$233K 0.02%
+4,252
New +$235K
IBB icon
523
iShares Biotechnology ETF
IBB
$9.67B
$232K 0.02%
+1,438
New +$242K
XHS icon
524
State Street SPDR S&P Health Care Services ETF
XHS
$206M
$232K 0.02%
2,225
– –
EVV
525
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$230K 0.02%
17,471
+501
+3% +$6.65K
19 20
21
22 23

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.