We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMF
501
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-11,004
Closed -$149K
PNNT
502
Pennant Park Investment Corp
PNNT
$241M
– –
-468,696
Closed -$1.65M
QCOM icon
503
Qualcomm
QCOM
$176B
– –
-6,102
Closed -$557K
REFR icon
504
Research Frontiers
REFR
$17M
– –
-26,200
Closed -$106K
REGN icon
505
Regeneron Pharmaceuticals
REGN
$80.8B
– –
-1,075
Closed -$670K
RF icon
506
Regions Financial
RF
$26.8B
– –
-15,793
Closed -$176K
ROP icon
507
Roper Technologies
ROP
$39.8B
– –
-6,362
Closed -$2.47M
RPM icon
508
RPM International
RPM
$15B
– –
-4,459
Closed -$335K
RSG icon
509
Republic Services
RSG
$65.7B
– –
-21,681
Closed -$1.78M
RWX icon
510
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
– –
-10,042
Closed -$352K
SCHV
511
Schwab US Large-Cap Value ETF
SCHV
$16.1B
– –
-28,023
Closed -$468K
SCHX icon
512
Schwab US Large- Cap ETF
SCHX
$74.5B
– –
-24,144
Closed -$298K
SHW icon
513
Sherwin-Williams
SHW
$89.8B
– –
-4,851
Closed -$934K
SHY icon
514
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
– –
-39,595
Closed -$3.43M
SO icon
515
Southern Company
SO
$107B
– –
-6,920
Closed -$359K
STT icon
516
State Street
STT
$50.7B
– –
-7,117
Closed -$452K
SVM
517
Silvercorp Metals
SVM
$2.53B
– –
-20,000
Closed -$107K
SYK icon
518
Stryker
SYK
$130B
– –
-4,986
Closed -$898K
TJX icon
519
TJX Companies
TJX
$178B
– –
-4,200
Closed -$212K
UL icon
520
Unilever
UL
$136B
– –
-4,697
Closed -$290K
UPS icon
521
United Parcel Service
UPS
$88.9B
– –
-6,560
Closed -$730K
USMV icon
522
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
– –
-328,543
Closed -$19.5M
VB icon
523
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
– –
-19,430
Closed -$2.83M
VBK icon
524
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
– –
-18,830
Closed -$3.76M
VBR icon
525
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
– –
-11,905
Closed -$1.27M
19 20
21
22 23

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.