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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+19.73%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$40.3M
Cap. Flow
-$174M
Cap. Flow %
-19.1%
Top 10 Hldgs %
27.81%
Holding
589
New
71
Increased
76
Reduced
251
Closed
170

Top Buys

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$33.1M
2
CMF icon
iShares California Muni Bond ETF
CMF
+$20.7M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.6M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$18.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$16.4M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$28.1M
2
AMZN icon
Amazon
AMZN
+$20.1M
3
HD icon
Home Depot
HD
+$11.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$9.88M
5
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.17M

Sector Composition

Rank Sector Weight
1 Technology 9.01%
2 Healthcare 7.51%
3 Real Estate 5.58%
4 Consumer Discretionary 5.24%
5 Industrials 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEO
501
BNY Mellon Strategic Municipals
LEO
$384M
– –
-33,500
Closed -$250K
LHX icon
502
L3Harris
LHX
$53.3B
– –
-1,142
Closed -$206K
MAIN icon
503
Main Street Capital
MAIN
$5.22B
– –
-14,692
Closed -$301K
RJET
504
Republic Airways Holdings
RJET
$1.01B
– –
-667
Closed -$33K
MFA
505
MFA Financial
MFA
$920M
– –
-4,270
Closed -$26K
MGK icon
506
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
– –
-9,375
Closed -$239K
MGM icon
507
MGM Resorts International
MGM
$11.4B
– –
-12,263
Closed -$145K
MHF
508
Western Asset Municipal High Income Fund
MHF
$153M
– –
-24,000
Closed -$170K
MS icon
509
Morgan Stanley
MS
$343B
– –
-8,629
Closed -$293K
MSM icon
510
MSC Industrial Direct
MSM
$7.01B
– –
-251
Closed -$14K
MUR icon
511
Murphy Oil
MUR
$5.17B
– –
-10,000
Closed -$61K
NDAQ icon
512
Nasdaq
NDAQ
$52.9B
– –
-3,060
Closed -$97K
NHC icon
513
National Healthcare
NHC
$3.46B
– –
-11,466
Closed -$822K
NIE
514
Virtus Equity & Convertible Income Fund
NIE
$729M
– –
-12,628
Closed -$235K
NMCO icon
515
Nuveen Municipal Credit Opportunities Fund
NMCO
$580M
– –
-15,950
Closed -$207K
NVG icon
516
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
– –
-18,358
Closed -$269K
NXTG icon
517
First Trust Indxx NextG ETF
NXTG
$555M
– –
-7,028
Closed -$328K
NYF icon
518
iShares New York Muni Bond ETF
NYF
$1.39B
– –
-18,239
Closed -$1.03M
OEF icon
519
iShares S&P 100 ETF
OEF
$20.4B
– –
-3,118
Closed -$370K
OTLK icon
520
Outlook Therapeutics
OTLK
$193M
– –
-2,000
Closed -$24K
PBA icon
521
Pembina Pipeline
PBA
$27.4B
– –
-69,857
Closed -$1.31M
PBE icon
522
Invesco Biotechnology & Genome ETF
PBE
$289M
– –
-7,423
Closed -$345K
PBW icon
523
Invesco WilderHill Clean Energy ETF
PBW
$414M
– –
-13,638
Closed -$366K
PCY icon
524
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
– –
-3,384
Closed -$81K
PEG icon
525
Public Service Enterprise Group
PEG
$37.6B
– –
-4,567
Closed -$205K
19 20
21
22 23

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HIH
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FA
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CRCM
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B. Riley Wealth Management's Q2 2020 Portfolio in Review

As of Q2 2020, B. Riley Wealth Management held 589 positions worth $911M, down 4.2% from $952M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $174M in Q2 2020, closing 170 positions and reducing 251 holdings. Its most notable exit was Vanguard Morningstar Large-Cap ETF, an estimated $9.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 10% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, B. Riley Wealth Management opened a new position in Eos Energy Enterprises worth $2.7M.

  • B. Riley Wealth Management's largest Q2 2020 buy was Eos Energy Enterprises: 306,734 shares worth $2.7M.
  • B. Riley Wealth Management added most to iShares National Muni Bond ETF in Q2 2020, an estimated $33.1M increase.
  • B. Riley Wealth Management's biggest Q2 2020 reduction was Apple, cutting an estimated $28.1M.
  • B. Riley Wealth Management fully exited Vanguard Morningstar Large-Cap ETF in Q2 2020, selling an estimated $9.17M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $911M portfolio in Q2 2020.
  • B. Riley Wealth Management opened 71 new positions and closed 170 in Q2 2020.
  • B. Riley Wealth Management's portfolio value fell 4.2% quarter-over-quarter to $911M.

Based on B. Riley Wealth Management's 13F filing for Q2 2020, filed 17 Aug 2020.