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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LULU icon
501
lululemon athletica
LULU
$13.7B
– –
-550
Closed -$35K
LUMN icon
502
Lumen
LUMN
$6.66B
– –
-648
Closed -$19K
LUV icon
503
Southwest Airlines
LUV
$22.9B
– –
-1,000
Closed -$33K
LVS icon
504
Las Vegas Sands
LVS
$30.5B
– –
-300
Closed -$15K
MA icon
505
Mastercard
MA
$503B
– –
-650
Closed -$60K
MCHI icon
506
iShares MSCI China ETF
MCHI
$6.31B
– –
-335
Closed -$18K
MCK icon
507
McKesson
MCK
$100B
– –
-34
Closed -$7K
MDIV icon
508
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
– –
-9,130
Closed -$182K
MDT icon
509
Medtronic
MDT
$110B
– –
-1,162
Closed -$86K
MDYG icon
510
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.84B
– –
-345
Closed -$14K
MEI icon
511
Methode Electronics
MEI
$507M
– –
-7,600
Closed -$208K
MEOH icon
512
Methanex
MEOH
$4.19B
– –
-1,100
Closed -$61K
MGA icon
513
Magna International
MGA
$18.8B
– –
-205
Closed -$11K
MGK icon
514
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33B
– –
-255
Closed -$4K
MGM icon
515
MGM Resorts International
MGM
$11.4B
– –
-615
Closed -$11K
MITT
516
TPG Mortgage Investment Trust
MITT
$226M
– –
-1,299
Closed -$67K
MKC icon
517
McCormick & Company Non-Voting
MKC
$13.9B
– –
-502
Closed -$20K
MRSH
518
Marsh
MRSH
$91.6B
– –
-35
Closed -$1K
MMM icon
519
3M
MMM
$92.1B
– –
-892
Closed -$115K
MNA icon
520
IQ ARB Merger Arbitrage ETF
MNA
$252M
– –
-907
Closed -$26K
MNKD icon
521
MannKind Corp
MNKD
$1.19B
– –
-337
Closed -$9K
MOH icon
522
Molina Healthcare
MOH
$10.3B
– –
-714
Closed -$50K
MOMO
523
Hello Group
MOMO
$876M
– –
-450
Closed -$7K
MOO icon
524
VanEck Agribusiness ETF
MOO
$978M
– –
-200
Closed -$11K
MPC icon
525
Marathon Petroleum
MPC
$92B
– –
-1,886
Closed -$98K
19 20
21
22 23

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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.