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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
476
Rockwell Automation
ROK
$49B
$277K 0.02%
+943
New +$290K
SLV icon
477
iShares Silver Trust
SLV
$30.7B
$277K 0.02%
13,475
+1,650
+14% +$37.1K
GD icon
478
General Dynamics
GD
$106B
$276K 0.02%
+1,409
New +$276K
SCHA icon
479
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$275K 0.02%
+10,972
New +$279K
CMG icon
480
Chipotle Mexican Grill
CMG
$41.5B
$273K 0.02%
+7,500
New +$273K
AGNC icon
481
AGNC Investment
AGNC
$12.9B
$270K 0.02%
17,095
+1,096
+7% +$17.8K
IBUY icon
482
Amplify Online Retail ETF
IBUY
$112M
$269K 0.02%
2,459
– –
ALL icon
483
Allstate
ALL
$67.5B
$268K 0.02%
+2,105
New +$278K
DVY icon
484
iShares Select Dividend ETF
DVY
$23.6B
$267K 0.02%
+2,327
New +$272K
RPG icon
485
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$266K 0.02%
+6,900
New +$270K
BP icon
486
BP
BP
$107B
$264K 0.02%
9,648
+1,466
+18% +$36.7K
SHM icon
487
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$264K 0.02%
5,348
+594
+12% +$29.5K
CLR
488
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$264K 0.02%
+5,728
New +$216K
BG icon
489
Bunge Global
BG
$20.8B
$263K 0.02%
+3,235
New +$250K
CTO
490
CTO Realty Growth
CTO
$815M
$260K 0.02%
14,532
-15,600
-52% -$284K
HUBS icon
491
HubSpot
HUBS
$10.5B
$260K 0.02%
+385
New +$248K
NEM icon
492
Newmont
NEM
$119B
$259K 0.02%
+4,776
New +$282K
RGEN icon
493
Repligen
RGEN
$9.25B
$258K 0.02%
+894
New +$229K
FLNA
494
Filana Therapeutics
FLNA
$48.1M
$255K 0.02%
4,115
-946
-19% -$79K
GIS icon
495
General Mills
GIS
$19.7B
$254K 0.02%
+4,253
New +$251K
IJJ icon
496
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$253K 0.02%
+2,452
New +$258K
IHTA
497
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$252K 0.02%
25,611
– –
HDV
498
iShares Core High Dividend ETF
HDV
$14.9B
$250K 0.02%
13,240
+530
+4% +$10.3K
INMD icon
499
InMode
INMD
$880M
$249K 0.02%
+3,122
New +$191K
OPP
500
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$248K 0.02%
17,204
– –
18 19
20
21 22

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.