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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
26
AbbVie
ABBV
$435B
$9.34M 0.72%
107,370
+4,576
+4% +$523K
EFG icon
27
iShares MSCI EAFE Growth ETF
EFG
$16.7B
$9.09M 0.7%
+85,370
New +$9.4M
LMBS icon
28
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$9.06M 0.7%
179,134
+62,495
+54% +$3.17M
GOOG icon
29
Alphabet (Google) Class C
GOOG
$4.49T
$8.95M 0.69%
67,140
+1,500
+2% +$207K
NEE icon
30
NextEra Energy
NEE
$180B
$8.85M 0.68%
112,721
-2,195
-2% -$177K
MA icon
31
Mastercard
MA
$503B
$8.85M 0.68%
25,447
+211
+0.8% +$76.7K
EPD icon
32
Enterprise Products Partners
EPD
$81.9B
$8.84M 0.68%
408,643
+123,072
+43% +$2.8M
NVDA icon
33
NVIDIA
NVDA
$4.97T
$8.82M 0.68%
425,830
+64,110
+18% +$1.33M
FTSM icon
34
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$8.81M 0.68%
+147,033
New +$8.81M
JNJ icon
35
Johnson & Johnson
JNJ
$608B
$8.76M 0.67%
54,220
+39,320
+264% +$6.71M
UNH icon
36
UnitedHealth
UNH
$377B
$8.51M 0.65%
21,790
+1,650
+8% +$683K
GLD icon
37
SPDR Gold Trust
GLD
$131B
$8.47M 0.65%
51,555
-2,417
-4% -$405K
PFE icon
38
Pfizer
PFE
$142B
$8.33M 0.64%
193,687
+56,494
+41% +$2.5M
FPE icon
39
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$7.95M 0.61%
387,009
+68,508
+22% +$1.41M
VBK icon
40
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.4B
$7.81M 0.6%
+27,871
New +$7.98M
CWB icon
41
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$7.63M 0.59%
89,340
-3,042
-3% -$262K
ONEQ icon
42
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.5B
$7.46M 0.57%
132,731
-2,765
-2% -$159K
BMY icon
43
Bristol-Myers Squibb
BMY
$132B
$7.38M 0.57%
124,733
+20,009
+19% +$1.32M
NKE icon
44
Nike
NKE
$62.8B
$7.3M 0.56%
50,245
+20,947
+71% +$3.42M
PYPL icon
45
PayPal
PYPL
$49.1B
$7.17M 0.55%
27,555
+1,598
+6% +$453K
DBC icon
46
Invesco DB Commodity Index Tracking Fund
DBC
$1.65B
$7.14M 0.55%
354,011
+2,759
+0.8% +$53K
IEMG icon
47
iShares Core MSCI Emerging Markets ETF
IEMG
$151B
$7.13M 0.55%
115,454
+18,687
+19% +$1.19M
DUK icon
48
Duke Energy
DUK
$97.6B
$6.98M 0.54%
71,548
-133
-0.2% -$13.8K
BA icon
49
Boeing
BA
$180B
$6.86M 0.53%
31,193
-279
-0.9% -$62.2K
WMT icon
50
Walmart Inc
WMT
$882B
$6.75M 0.52%
145,188
+70,041
+93% +$3.37M
1
2
3 4 5

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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.