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BRWM
B. Riley Wealth Management Portfolio holdings
AUM
$85.5M
1-Year Est. Return
3.46%
This Fund
S&P 500
This Quarter
Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
(-8.6%)
Cap. Flow
-$142M
Cap. Flow
% of AUM
-18.35%
Top 10 Holdings %
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
|
+$5.51M |
| 2 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$4.11M |
| 3 |
CVS Health
CVS
|
+$2.11M |
| 4 |
AWH
Aspira Women's Health Inc. Common Stock
AWH
|
+$1.79M |
| 5 |
BlackRock Core Bond Trust
BHK
|
+$1.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
|
+$13.2M |
| 2 |
Verizon
VZ
|
+$12M |
| 3 |
Visa
V
|
+$11.7M |
| 4 |
Apple
AAPL
|
+$10.8M |
| 5 |
Vanguard Russell 3000 ETF
VTHR
|
+$7.59M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.01% |
| 2 | Consumer Discretionary | 9% |
| 3 | Healthcare | 8.99% |
| 4 | Communication Services | 5.7% |
| 5 | Real Estate | 5.56% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
| $7.01M | 0.91% |
139,840
-2,650
| -2% | -$123K |
|
27
Duke Energy
DUK
$96.9B
| $7.01M | 0.9% |
76,575
-1,522
| -2% | -$141K |
|
28
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$683M
| $6.9M | 0.89% |
133,582
-29,088
| -18% | -$1.4M |
|
29
Bristol-Myers Squibb
BMY
$135B
| $6.77M | 0.87% |
109,210
-852
| -0.8% | -$52.4K |
|
30
UnitedHealth
UNH
$370B
| $6.74M | 0.87% |
19,210
-1,998
| -9% | -$670K |
|
31
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.77B
| $6.69M | 0.86% |
80,800
-3,432
| -4% | -$259K |
|
32
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
| $6.57M | 0.85% |
127,591
+24,135
| +23% | +$1.24M |
|
33
Enterprise Products Partners
EPD
$82.5B
| $6.4M | 0.83% |
326,555
-553
| -0.2% | -$10.3K |
|
34
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $6.33M | 0.82% |
115,405
+2,670
| +2% | +$135K |
|
35
Pfizer
PFE
$145B
| $6.21M | 0.8% |
168,764
-9,656
| -5% | -$354K |
|
36
AT&T
T
$160B
| $6.14M | 0.79% |
282,685
-70,753
| -20% | -$1.53M |
|
37
Dominion Energy
D
$60.9B
| $5.96M | 0.77% |
79,192
+1
| +0% | +$79 |
|
38
Boeing
BA
$187B
| $5.73M | 0.74% |
26,757
-6,784
| -20% | -$1.3M |
|
39
PayPal
PYPL
$50.1B
| $5.65M | 0.73% |
24,107
-3,289
| -12% | -$681K |
|
40
First Trust Preferred Securities and Income ETF
FPE
$6.35B
| $5.56M | 0.72% |
275,342
-1,648
| -0.6% | -$32.6K |
|
|
MMP
41
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $5.54M | 0.72% |
130,565
-355
| -0.3% | -$14.2K |
|
42
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
| $5.2M | 0.67% |
16,992
-419
| -2% | -$122K |
|
43
Alphabet (Google) Class C
GOOG
$4.59T
| $4.84M | 0.62% |
55,240
-14,880
| -21% | -$1.26M |
|
44
SPDR Gold Trust
GLD
$132B
| $4.67M | 0.6% |
26,153
-1,799
| -6% | -$317K |
|
45
ExxonMobil
XOM
$638B
| $4.47M | 0.58% |
108,527
-54,386
| -33% | -$2.04M |
|
46
PepsiCo
PEP
$190B
| $4.29M | 0.55% |
28,923
-41
| -0.1% | -$5.83K |
|
|
47
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
| $4.12M | 0.53% |
+81,532
| New | +$4.11M |
|
48
Twilio
TWLO
$29.5B
| $4M | 0.52% |
11,819
+463
| +4% | +$145K |
|
|
SAII
49
DELISTED
Software Acquisition Group Inc. II Class A Common Stock
SAII
| $3.98M | 0.51% |
+562,500
| New | +$5.51M |
|
|
SUNS
50
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $3.82M | 0.49% |
263,909
+830
| +0.3% | +$11.5K |
|
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B. Riley Wealth Management's Q4 2020 Portfolio in Review
As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.
B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.
- B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
- B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
- B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
- B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
- B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
- B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
- B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.
Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.