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BRWM
B. Riley Wealth Management Portfolio holdings
AUM
$85.5M
1-Year Est. Return
3.46%
This Fund
S&P 500
This Quarter
Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
(+16%)
Cap. Flow
+$49.4M
Cap. Flow
% of AUM
7.41%
Top 10 Holdings %
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Select Dividend ETF
DVY
|
+$5.24M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$5.21M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$3.99M |
| 4 |
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
|
+$2.51M |
| 5 |
PIMCO Active Bond Exchange-Traded Fund
BOND
|
+$2.47M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$2.36M |
| 2 |
iShares Morningstar Mid-Cap Growth ETF
IMCG
|
+$1.85M |
| 3 |
UnitedHealth
UNH
|
+$1.63M |
| 4 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$1.56M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$1.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.72% |
| 2 | Consumer Discretionary | 4.59% |
| 3 | Financials | 4.15% |
| 4 | Energy | 3.81% |
| 5 | Communication Services | 3.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Home Depot
HD
$337B
| $6.13M | 0.92% |
28,064
+930
| +3% | +$211K |
|
27
ExxonMobil
XOM
$650B
| $5.83M | 0.87% |
83,590
+3,366
| +4% | +$233K |
|
28
Visa
V
$677B
| $5.78M | 0.87% |
30,754
+344
| +1% | +$62K |
|
29
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
| $5.43M | 0.81% |
27,313
-391
| -1% | -$74.2K |
|
30
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
| $5.19M | 0.78% |
18,206
+6,175
| +51% | +$1.7M |
|
31
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
| $4.98M | 0.75% |
108,104
+164
| +0.2% | +$7.33K |
|
32
Meta Platforms (Facebook)
META
$1.49T
| $4.76M | 0.71% |
23,186
-1,168
| -5% | -$226K |
|
33
Vanguard Morningstar Mid-Cap ETF
VO
$106B
| $4.73M | 0.71% |
106,164
+3,624
| +4% | +$156K |
|
34
Verizon
VZ
$197B
| $4.72M | 0.71% |
76,885
+16,946
| +28% | +$1.02M |
|
35
Sonos
SONO
$2.09B
| $4.67M | 0.7% |
112,010
| – | – |
|
36
iShares Russell Top 200 Growth ETF
IWY
$15.2B
| $4.52M | 0.68% |
46,845
+5,415
| +13% | +$494K |
|
37
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
| $4.51M | 0.68% |
27,552
+984
| +4% | +$154K |
|
38
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
| $4.44M | 0.67% |
88,075
+1,910
| +2% | +$96.4K |
|
39
Alphabet (Google) Class A
GOOGL
$4.12T
| $4.13M | 0.62% |
61,740
+16,880
| +38% | +$1.09M |
|
40
Johnson & Johnson
JNJ
$640B
| $4.06M | 0.61% |
27,845
+474
| +2% | +$64.3K |
|
41
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
| $4.06M | 0.61% |
24,514
-388
| -2% | -$61.8K |
|
42
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
| $4.01M | 0.6% |
34,658
+215
| +0.6% | +$23.9K |
|
43
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $3.97M | 0.6% |
66,090
+5,270
| +9% | +$317K |
|
44
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
| $3.89M | 0.58% |
42,569
+703
| +2% | +$64.1K |
|
45
Walmart Inc
WMT
$909B
| $3.77M | 0.56% |
95,121
-1,590
| -2% | -$63.1K |
|
46
iShares US Medical Devices ETF
IHI
$3.17B
| $3.64M | 0.55% |
82,710
+18,678
| +29% | +$785K |
|
47
Vanguard S&P 500 ETF
VOO
$956B
| $3.52M | 0.53% |
11,895
+1,212
| +11% | +$343K |
|
48
JPMorgan Chase
JPM
$916B
| $3.48M | 0.52% |
24,967
+4,945
| +25% | +$634K |
|
49
Thermo Fisher Scientific
TMO
$214B
| $3.21M | 0.48% |
9,897
+17
| +0.2% | +$5.16K |
|
|
PNNT
50
Pennant Park Investment Corp
PNNT
$220M
| $3.14M | 0.47% |
480,941
+50,243
| +12% | +$312K |
|
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B. Riley Wealth Management's Q4 2019 Portfolio in Review
As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.
B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.
- B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
- B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
- B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
- B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
- B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
- B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
- B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.
Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.