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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
26
Meta Platforms (Facebook)
META
$1.49T
$3.97M 0.83%
30,307
-4,075
-12% -$590K
V icon
27
Visa
V
$677B
$3.84M 0.81%
29,119
+2,865
+11% +$396K
VBK icon
28
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$3.71M 0.78%
24,623
-655
-3% -$108K
GOOGL icon
29
Alphabet (Google) Class A
GOOGL
$4.12T
$3.63M 0.76%
69,500
-3,280
-5% -$177K
VO icon
30
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$3.57M 0.75%
103,408
+94,284
+1,033% +$3.54M
VCIT icon
31
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$3.57M 0.75%
+43,039
New +$3.55M
VZ icon
32
Verizon
VZ
$197B
$3.55M 0.74%
63,167
+11,337
+22% +$643K
JNJ icon
33
Johnson & Johnson
JNJ
$640B
$3.51M 0.74%
27,212
+1,493
+6% +$208K
VEA icon
34
Vanguard FTSE Developed Markets ETF
VEA
$223B
$3.39M 0.71%
91,422
+33,987
+59% +$1.35M
HON icon
35
Honeywell
HON
$76.4B
$3.32M 0.7%
26,628
-21
-0.1% -$2.87K
IWY icon
36
iShares Russell Top 200 Growth ETF
IWY
$15.2B
$3.12M 0.65%
43,412
-20,814
-32% -$1.61M
VTI icon
37
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$3.06M 0.64%
23,956
+19,118
+395% +$2.64M
VWO icon
38
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$3.04M 0.64%
79,753
+71,535
+870% +$2.77M
VB icon
39
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$2.85M 0.6%
21,577
+2,409
+13% +$351K
WMT icon
40
Walmart Inc
WMT
$909B
$2.71M 0.57%
87,153
-7,872
-8% -$252K
HD icon
41
Home Depot
HD
$337B
$2.7M 0.57%
15,724
-545
-3% -$97.7K
PNNT
42
Pennant Park Investment Corp
PNNT
$220M
$2.67M 0.56%
+418,534
New +$2.97M
INTC icon
43
Intel
INTC
$413B
$2.5M 0.53%
53,381
+4,682
+10% +$219K
JPST icon
44
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$2.49M 0.52%
+49,755
New +$2.5M
LDUR icon
45
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$2.49M 0.52%
+25,232
New +$2.51M
DVY icon
46
iShares Select Dividend ETF
DVY
$23.8B
$2.4M 0.5%
26,818
+8,807
+49% +$844K
BAC icon
47
Bank of America
BAC
$429B
$2.35M 0.49%
95,467
-3,836
-4% -$104K
TMO icon
48
Thermo Fisher Scientific
TMO
$214B
$2.27M 0.48%
10,146
+35
+0.3% +$8.21K
PFLT icon
49
PennantPark Floating Rate Capital
PFLT
$698M
$2.22M 0.47%
+191,666
New +$2.42M
EPD icon
50
Enterprise Products Partners
EPD
$83.7B
$2.21M 0.46%
90,080
+10,600
+13% +$284K
1
2
3 4 5

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B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.