We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
26
Gilead Sciences
GILD
$166B
$669K 0.95%
6,820
+593
+10% +$65.9K
MDY icon
27
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.5B
$658K 0.93%
2,645
-43
-2% -$11.4K
AMLP icon
28
Alerian MLP ETF
AMLP
$13B
$647K 0.92%
10,370
-4,063
-28% -$296K
EFA icon
29
iShares MSCI EAFE ETF
EFA
$76.3B
$646K 0.92%
11,286
+6,392
+131% +$395K
DIS icon
30
Walt Disney
DIS
$172B
$618K 0.88%
6,052
+2,732
+82% +$297K
BKLN icon
31
Invesco Senior Loan ETF
BKLN
$6.96B
$600K 0.85%
26,045
– –
SBUX icon
32
Starbucks
SBUX
$119B
$591K 0.84%
10,407
-13,253
-56% -$743K
EPD icon
33
Enterprise Products Partners
EPD
$83.9B
$590K 0.84%
23,710
-772
-3% -$21.4K
BMY icon
34
Bristol-Myers Squibb
BMY
$130B
$544K 0.77%
9,196
+982
+12% +$62.3K
ORLY icon
35
O'Reilly Automotive
ORLY
$75.3B
$543K 0.77%
32,625
+885
+3% +$14.3K
FV icon
36
First Trust Dorsey Wright Focus 5 ETF
FV
$3.58B
$508K 0.72%
23,184
-18,530
-44% -$446K
PG icon
37
Procter & Gamble
PG
$340B
$496K 0.7%
6,899
+222
+3% +$16.6K
FEZ icon
38
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$493K 0.7%
14,570
+313
+2% +$11.5K
XLK icon
39
State Street Technology Select Sector SPDR ETF
XLK
$110B
$490K 0.69%
24,818
-10,246
-29% -$211K
XLY icon
40
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$486K 0.69%
13,106
– –
XLF icon
41
State Street Financial Select Sector SPDR ETF
XLF
$56.9B
$472K 0.67%
23,774
+7,815
+49% +$166K
SWKS icon
42
Skyworks Solutions
SWKS
$9.36B
$468K 0.66%
5,563
-3,191
-36% -$292K
FTSL icon
43
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$458K 0.65%
+9,500
New +$465K
HRL icon
44
Hormel Foods
HRL
$14.3B
$457K 0.65%
14,454
-74
-0.5% -$2.22K
NKE icon
45
Nike
NKE
$63.1B
$454K 0.64%
7,392
-724
-9% -$41K
FXN icon
46
First Trust Energy AlphaDEX Fund
FXN
$380M
$453K 0.64%
31,505
-42,040
-57% -$699K
AIG icon
47
American International
AIG
$42.8B
$444K 0.63%
7,821
– –
CELG
48
DELISTED
Celgene Corp
CELG
$440K 0.62%
4,076
+614
+18% +$76.2K
SKYW icon
49
Skywest
SKYW
$4.34B
$437K 0.62%
26,200
-3,400
-11% -$54.6K
VTV icon
50
Vanguard Value ETF
VTV
$189B
$428K 0.61%
5,586
-9
-0.2% -$732
1
2
3 4 5

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.