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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
26
Walt Disney
DIS
$172B
$894K 0.73%
9,495
+6,750
+246% +$609K
XLK icon
27
State Street Technology Select Sector SPDR ETF
XLK
$112B
$838K 0.69%
40,546
+40,446
+40,446% +$820K
XLI icon
28
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$814K 0.67%
14,397
+2,245
+18% +$123K
AMED
29
DELISTED
Amedisys
AMED
$789K 0.65%
+26,900
New +$664K
EPD icon
30
Enterprise Products Partners
EPD
$83.6B
$773K 0.63%
21,402
+4,508
+27% +$167K
TLT icon
31
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$758K 0.62%
6,022
-5,702
-49% -$691K
KMI.WS
32
DELISTED
Kinder Morgan Inc
KMI.WS
$755K 0.62%
177,464
+10,100
+6% +$35.9K
XLV icon
33
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$739K 0.6%
10,810
+6,981
+182% +$467K
QQEW icon
34
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$716K 0.59%
16,722
+480
+3% +$19.8K
C icon
35
Citigroup
C
$222B
$714K 0.58%
13,200
+400
+3% +$21.2K
PG icon
36
Procter & Gamble
PG
$347B
$709K 0.58%
7,793
+1,186
+18% +$104K
MDY icon
37
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$692K 0.57%
2,624
-204
-7% -$52.2K
DRI icon
38
Darden Restaurants
DRI
$23.7B
$680K 0.56%
+12,977
New +$629K
T icon
39
AT&T
T
$169B
$645K 0.53%
25,439
-25,032
-50% -$649K
BKLN icon
40
Invesco Senior Loan ETF
BKLN
$6.97B
$636K 0.52%
26,483
-9,407
-26% -$228K
KMI icon
41
Kinder Morgan
KMI
$70.3B
$617K 0.5%
14,592
+9,517
+188% +$375K
COP icon
42
ConocoPhillips
COP
$139B
$611K 0.5%
8,854
+2,363
+36% +$165K
NSH
43
DELISTED
NuStar GP Holdings LLC
NSH
$611K 0.5%
17,760
-1,250
-7% -$46.2K
BMY icon
44
Bristol-Myers Squibb
BMY
$130B
$595K 0.49%
10,096
+2,434
+32% +$137K
PJP icon
45
Invesco Pharmaceuticals ETF
PJP
$447M
$561K 0.46%
8,441
+100
+1% +$6.66K
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.11T
$552K 0.45%
3,678
+2,146
+140% +$310K
GARS
47
DELISTED
Garrison Capital Inc.
GARS
$549K 0.45%
38,045
-9,700
-20% -$142K
XLB icon
48
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$537K 0.44%
22,140
+12,586
+132% +$304K
CRM icon
49
Salesforce
CRM
$149B
$527K 0.43%
+8,900
New +$525K
UNP icon
50
Union Pacific
UNP
$175B
$521K 0.43%
4,376
-436
-9% -$50.1K
1
2
3 4 5

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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.