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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-3.8%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
-$146M
Cap. Flow
-$189M
Cap. Flow %
-14.57%
Top 10 Hldgs %
24.79%
Holding
721
New
67
Increased
263
Reduced
254
Closed
95

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.4M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$5.17M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.87M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.7M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.67M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$95M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.7M
3
AMGN icon
Amgen
AMGN
+$14.7M
4
BAC icon
Bank of America
BAC
+$12.4M
5
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$7.61M

Sector Composition

Rank Sector Weight
1 Technology 11.68%
2 Healthcare 8.44%
3 Consumer Discretionary 7.64%
4 Industrials 5.33%
5 Communication Services 4.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PENN icon
451
PENN Entertainment
PENN
$2.71B
$299K 0.02%
7,060
-5,136
-42% -$235K
XFLT
452
XAI Floating Rate & Alternative Income Trust
XFLT
$289M
$298K 0.02%
7,046
+703
+11% +$31.5K
XLU icon
453
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$298K 0.02%
8,008
-1,478
-16% -$51.2K
HYEM icon
454
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$296K 0.02%
14,682
+4,338
+42% +$90.7K
VUSB icon
455
Vanguard Ultra-Short Bond ETF
VUSB
$8.92B
$296K 0.02%
+6,000
New +$298K
VOOG icon
456
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$294K 0.02%
6,396
-3,612
-36% -$163K
CPRT icon
457
Copart
CPRT
$27.5B
$293K 0.02%
+9,340
New +$297K
MQY icon
458
BlackRock MuniYield Quality Fund
MQY
$817M
$293K 0.02%
21,225
– –
VONG icon
459
Vanguard Russell 1000 Growth ETF
VONG
$45B
$292K 0.02%
4,085
– –
APD icon
460
Air Products & Chemicals
APD
$67.6B
$290K 0.02%
1,159
-28
-2% -$7.2K
AB icon
461
AllianceBernstein
AB
$3.47B
$288K 0.02%
6,122
+185
+3% +$8.6K
BIV icon
462
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$288K 0.02%
3,519
-559
-14% -$47.2K
UL icon
463
Unilever
UL
$136B
$288K 0.02%
5,616
-205
-4% -$11.4K
BLV icon
464
Vanguard Long-Term Bond ETF
BLV
$5.75B
$287K 0.02%
3,134
+16
+0.5% +$1.53K
GRMN
465
Garmin
GRMN
$60B
$287K 0.02%
+2,416
New +$291K
DHI icon
466
D.R. Horton
DHI
$42.3B
$284K 0.02%
+3,812
New +$331K
BDX icon
467
Becton Dickinson
BDX
$48.2B
$283K 0.02%
1,090
+16
+1% +$4.12K
OIH icon
468
VanEck Oil Services ETF
OIH
$1.92B
$283K 0.02%
+1,003
New +$246K
CMF icon
469
iShares California Muni Bond ETF
CMF
$4.62B
$282K 0.02%
4,842
-316
-6% -$19K
NAD icon
470
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$282K 0.02%
21,091
-72
-0.3% -$1.03K
MPC icon
471
Marathon Petroleum
MPC
$83.7B
$280K 0.02%
3,275
-99
-3% -$7.53K
FFA
472
First Trust Enhanced Equity Income Fund
FFA
$467M
$278K 0.02%
13,750
+2,100
+18% +$42.5K
GILD icon
473
Gilead Sciences
GILD
$165B
$278K 0.02%
4,677
+457
+11% +$29.2K
LQD icon
474
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$278K 0.02%
2,301
-63
-3% -$7.86K
FPL
475
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$278K 0.02%
44,000
+8,000
+22% +$47.8K
17 18
19
20 21

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B. Riley Wealth Management's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Management held 721 positions worth $1.3B, down 10% from $1.44B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $189M in Q1 2022, closing 95 positions and reducing 254 holdings. Its most notable exit was Invesco DB Commodity Index Tracking Fund, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Management opened a new position in Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF worth $5.66M.

  • B. Riley Wealth Management's largest Q1 2022 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 320,918 shares worth $5.66M.
  • B. Riley Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q1 2022, an estimated $6.4M increase.
  • B. Riley Wealth Management's biggest Q1 2022 reduction was JPMorgan Chase, cutting an estimated $95M.
  • B. Riley Wealth Management fully exited Invesco DB Commodity Index Tracking Fund in Q1 2022, selling an estimated $7.61M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q1 2022.
  • B. Riley Wealth Management opened 67 new positions and closed 95 in Q1 2022.
  • B. Riley Wealth Management's portfolio value fell 10% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q1 2022, filed 10 May 2022.