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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMF icon
451
iShares California Muni Bond ETF
CMF
$4.62B
$322K 0.02%
5,158
-46
-0.9% -$2.86K
EVA
452
DELISTED
Enviva Inc.
EVA
$322K 0.02%
+4,579
New +$306K
BLV icon
453
Vanguard Long-Term Bond ETF
BLV
$5.75B
$321K 0.02%
3,118
-285
-8% -$29.5K
GIS icon
454
General Mills
GIS
$19.6B
$321K 0.02%
4,760
+507
+12% +$32.2K
PNW icon
455
Pinnacle West Capital
PNW
$12.3B
$321K 0.02%
+4,545
New +$305K
VONG icon
456
Vanguard Russell 1000 Growth ETF
VONG
$45B
$321K 0.02%
4,085
-179
-4% -$13.6K
DXCM icon
457
DexCom
DXCM
$32.1B
$319K 0.02%
2,376
-116
-5% -$16.7K
KMPR icon
458
Kemper
KMPR
$1.7B
$319K 0.02%
+5,432
New +$330K
BTI icon
459
British American Tobacco
BTI
$128B
$318K 0.02%
8,506
+433
+5% +$15.4K
NVO
460
Novo Nordisk
NVO
$209B
$315K 0.02%
+5,632
New +$305K
CDNS icon
461
Cadence Design Systems
CDNS
$93B
$314K 0.02%
1,687
+302
+22% +$52.6K
RMNI icon
462
Rimini Street
RMNI
$471M
$314K 0.02%
+52,633
New +$413K
BG icon
463
Bunge Global
BG
$20.8B
$313K 0.02%
3,356
+121
+4% +$10.8K
LQD icon
464
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$313K 0.02%
2,364
+546
+30% +$72.6K
WMB icon
465
Williams Companies
WMB
$86.4B
$311K 0.02%
11,926
+2,384
+25% +$65.9K
OPP
466
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$192M
$310K 0.02%
22,062
+4,858
+28% +$71.5K
KRE icon
467
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$308K 0.02%
4,350
+834
+24% +$59.7K
GILD icon
468
Gilead Sciences
GILD
$166B
$306K 0.02%
4,220
+27
+0.6% +$1.86K
DVY icon
469
iShares Select Dividend ETF
DVY
$23.6B
$305K 0.02%
2,490
+163
+7% +$19.4K
GSY icon
470
Invesco Ultra Short Duration ETF
GSY
$3.9B
$305K 0.02%
6,054
-1,038
-15% -$52.3K
TWTR
471
DELISTED
Twitter, Inc.
TWTR
$305K 0.02%
7,049
-2,283
-24% -$119K
MKC icon
472
McCormick & Company Non-Voting
MKC
$14.2B
$304K 0.02%
+3,145
New +$268K
PLL
473
DELISTED
Piedmont Lithium
PLL
$304K 0.02%
5,786
-27
-0.5% -$1.58K
PMT
474
PennyMac Mortgage Investment
PMT
$842M
$304K 0.02%
+17,556
New +$333K
BAR icon
475
GraniteShares Gold Shares
BAR
$1.46B
$303K 0.02%
16,718
-4,174
-20% -$74.4K
17 18
19
20 21

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.