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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBND icon
451
Fidelity Total Bond ETF
FBND
$27.3B
$306K 0.02%
+5,760
New +$309K
LFMD icon
452
LifeMD
LFMD
$172M
$305K 0.02%
+49,045
New +$418K
LECO icon
453
Lincoln Electric
LECO
$15.4B
$303K 0.02%
+2,353
New +$320K
ZG icon
454
Zillow
ZG
$7.63B
$303K 0.02%
+3,425
New +$349K
NVS icon
455
Novartis
NVS
$297B
$302K 0.02%
3,694
+982
+36% +$88.3K
TSCO icon
456
Tractor Supply
TSCO
$18.1B
$302K 0.02%
+7,440
New +$288K
XLU icon
457
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$302K 0.02%
9,468
-628
-6% -$21K
MAIN icon
458
Main Street Capital
MAIN
$5.48B
$301K 0.02%
7,327
+533
+8% +$22.2K
ADM icon
459
Archer Daniels Midland
ADM
$36.9B
$300K 0.02%
+4,999
New +$300K
CHWY icon
460
Chewy
CHWY
$9.63B
$300K 0.02%
4,410
-8
-0.2% -$662
VONG icon
461
Vanguard Russell 1000 Growth ETF
VONG
$45B
$300K 0.02%
4,264
– –
W icon
462
Wayfair
W
$14.6B
$298K 0.02%
1,167
-30
-3% -$8.46K
HYEM icon
463
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$297K 0.02%
+12,800
New +$302K
KNG icon
464
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.46B
$295K 0.02%
5,700
– –
GILD icon
465
Gilead Sciences
GILD
$165B
$293K 0.02%
+4,193
New +$295K
XLC icon
466
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$292K 0.02%
3,642
– –
AB icon
467
AllianceBernstein
AB
$3.47B
$291K 0.02%
5,863
+304
+5% +$15K
SEDG icon
468
SolarEdge
SEDG
$1.95B
$290K 0.02%
1,095
– –
EL icon
469
Estee Lauder
EL
$32B
$289K 0.02%
+964
New +$315K
BTI icon
470
British American Tobacco
BTI
$128B
$285K 0.02%
+8,073
New +$303K
BND icon
471
Vanguard Total Bond Market
BND
$158B
$284K 0.02%
+3,320
New +$287K
RPM icon
472
RPM International
RPM
$15B
$281K 0.02%
+3,616
New +$304K
HCA icon
473
HCA Healthcare
HCA
$89.5B
$280K 0.02%
1,152
+41
+4% +$10K
PAI
474
Western Asset Investment Grade Income Fund
PAI
$114M
$280K 0.02%
17,850
+4,650
+35% +$73.9K
VOD icon
475
Vodafone
VOD
$37.4B
$278K 0.02%
18,022
+401
+2% +$6.63K
17 18
19
20 21

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.