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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMB icon
451
VanEck Short Muni ETF
SMB
$312M
– –
-26,602
Closed -$480K
SMDV icon
452
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
– –
-11,341
Closed -$535K
SPCE icon
453
Virgin Galactic
SPCE
$398M
– –
-715
Closed -$275K
THW
454
abrdn World Healthcare Fund
THW
$551M
– –
-13,783
Closed -$198K
V icon
455
Visa
V
$677B
– –
-58,606
Closed -$11.7M
VAC icon
456
Marriott Vacations Worldwide
VAC
$4.25B
– –
-2,587
Closed -$235K
VANI icon
457
Vivani Medical
VANI
$122M
– –
-3,333
Closed -$9K
VAW icon
458
Vanguard Materials ETF
VAW
$3.13B
– –
-6,130
Closed -$825K
VSAT icon
459
Viasat
VSAT
$11.1B
– –
-34,389
Closed -$1.18M
VTHR icon
460
Vanguard Russell 3000 ETF
VTHR
$4.85B
– –
-49,877
Closed -$7.59M
VTWO icon
461
Vanguard Russell 2000 ETF
VTWO
$17.9B
– –
-4,176
Closed -$253K
VUZI icon
462
Vuzix
VUZI
$224M
– –
-131,000
Closed -$597K
VVR icon
463
Invesco Senior Income Trust
VVR
$454M
– –
-19,462
Closed -$71K
VXRT
464
DELISTED
Vaxart
VXRT
– –
-10,700
Closed -$71K
VZ icon
465
Verizon
VZ
$196B
– –
-201,530
Closed -$12M
W icon
466
Wayfair
W
$14.6B
– –
-778
Closed -$226K
WELL icon
467
Welltower
WELL
$171B
– –
-76,804
Closed -$4.23M
WKHS icon
468
Workhorse Group
WKHS
$36.3M
– –
-14
Closed -$1.04M
WM icon
469
Waste Management
WM
$91B
– –
-22,382
Closed -$2.53M
WMT icon
470
Walmart Inc
WMT
$890B
– –
-52,587
Closed -$2.45M
WPC icon
471
W.P. Carey
WPC
$16.4B
– –
-6,532
Closed -$417K
WY icon
472
Weyerhaeuser
WY
$18.4B
– –
-7,655
Closed -$218K
XLU icon
473
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
– –
-9,624
Closed -$286K
Z icon
474
Zillow
Z
$7.56B
– –
-6,205
Closed -$630K
ZM icon
475
Zoom
ZM
$30.6B
– –
-10,564
Closed -$4.97M
16 17 18
19
20

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.