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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISD
451
PGIM High Yield Bond Fund
ISD
$415M
– –
-1,966
Closed -$30K
ITA icon
452
iShares US Aerospace & Defense ETF
ITA
$14.4B
– –
-262
Closed -$15K
ITB icon
453
iShares US Home Construction ETF
ITB
$2.25B
– –
-1,539
Closed -$42K
IVOO icon
454
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.75B
– –
-1,962
Closed -$99K
IVR icon
455
Invesco Mortgage Capital
IVR
$757M
– –
-140
Closed -$20K
IWC icon
456
iShares Micro-Cap ETF
IWC
$1.48B
– –
-280
Closed -$22K
IWD icon
457
iShares Russell 1000 Value ETF
IWD
$82.6B
– –
-1,287
Closed -$132K
IWM icon
458
iShares Russell 2000 ETF
IWM
$81.5B
– –
-613
Closed -$76K
IWN icon
459
iShares Russell 2000 Value ETF
IWN
$14.5B
– –
-49
Closed -$4K
IWO icon
460
iShares Russell 2000 Growth ETF
IWO
$14.6B
– –
-546
Closed -$84K
IWP icon
461
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
– –
-4,228
Closed -$204K
IWR icon
462
iShares Russell Mid-Cap ETF
IWR
$56.3B
– –
-1,000
Closed -$42K
IWS icon
463
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
– –
-134
Closed -$9K
IWX icon
464
iShares Russell Top 200 Value ETF
IWX
$4.02B
– –
-1,450
Closed -$63K
IWY icon
465
iShares Russell Top 200 Growth ETF
IWY
$16.1B
– –
-1,450
Closed -$75K
IXC icon
466
iShares Global Energy ETF
IXC
$2.83B
– –
-333
Closed -$11K
IYC icon
467
iShares US Consumer Discretionary ETF
IYC
$1.21B
– –
-2,192
Closed -$78K
IYF icon
468
iShares US Financials ETF
IYF
$4.58B
– –
-688
Closed -$30K
IYG icon
469
iShares US Financial Services ETF
IYG
$2.19B
– –
-243
Closed -$7K
IYH icon
470
iShares US Healthcare ETF
IYH
$3.45B
– –
-1,455
Closed -$46K
IYJ icon
471
iShares US Industrials ETF
IYJ
$2B
– –
-728
Closed -$38K
IYK icon
472
iShares US Consumer Staples ETF
IYK
$1.41B
– –
-630
Closed -$22K
IYT icon
473
iShares US Transportation ETF
IYT
$2.26B
– –
-592
Closed -$21K
IYW icon
474
iShares US Technology ETF
IYW
$24.1B
– –
-2,588
Closed -$67K
IYY icon
475
iShares Dow Jones US ETF
IYY
$3B
– –
-130
Closed -$6K
17 18
19
20 21

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HIH
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.