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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIV
426
RiverNorth Opportunities Fund
RIV
$316M
$341K 0.03%
20,072
+562
+3% +$10.2K
USDP
427
DELISTED
USD PARTNERS LP
USDP
$341K 0.03%
+54,684
New +$365K
IWN icon
428
iShares Russell 2000 Value ETF
IWN
$14.6B
$335K 0.03%
+2,091
New +$336K
SPYM
429
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$334K 0.03%
6,628
-339
-5% -$17.6K
IEI icon
430
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$333K 0.03%
+2,557
New +$335K
ZBRA icon
431
Zebra Technologies
ZBRA
$17.9B
$332K 0.03%
+645
New +$359K
FRA icon
432
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$331K 0.03%
+24,800
New +$331K
DFND
433
DELISTED
Siren DIVCON Dividend Defender ETF
DFND
$330K 0.03%
+8,657
New +$341K
FIV
434
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$330K 0.03%
34,194
-9,585
-22% -$91.7K
SDY icon
435
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$328K 0.03%
2,788
– –
NOBL icon
436
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$326K 0.03%
7,370
+4
+0.1% +$185
FUBO icon
437
FuboTV Inc
FUBO
$272M
$324K 0.02%
+1,126
New +$369K
LHX icon
438
L3Harris
LHX
$53.4B
$324K 0.02%
+1,469
New +$334K
CMF icon
439
iShares California Muni Bond ETF
CMF
$4.62B
$323K 0.02%
+5,204
New +$326K
GPC icon
440
Genuine Parts
GPC
$18.6B
$322K 0.02%
+2,660
New +$332K
PLL
441
DELISTED
Piedmont Lithium
PLL
$317K 0.02%
5,813
+1,150
+25% +$66.8K
FTCS icon
442
First Trust Capital Strength ETF
FTCS
$7.95B
$316K 0.02%
4,219
+73
+2% +$5.69K
APD icon
443
Air Products & Chemicals
APD
$67.5B
$313K 0.02%
1,223
+7
+0.6% +$1.94K
WY icon
444
Weyerhaeuser
WY
$18.5B
$313K 0.02%
8,787
+1,132
+15% +$39.7K
NVR icon
445
NVR
NVR
$17.1B
$312K 0.02%
65
+4
+7% +$20.3K
TER icon
446
Teradyne
TER
$58.9B
$312K 0.02%
+2,858
New +$347K
MAR icon
447
Marriott International
MAR
$92.8B
$310K 0.02%
2,092
+317
+18% +$44.3K
PEG icon
448
Public Service Enterprise Group
PEG
$37.8B
$308K 0.02%
+5,054
New +$316K
KMI icon
449
Kinder Morgan
KMI
$68.9B
$307K 0.02%
18,349
-23,036
-56% -$391K
LRCX icon
450
Lam Research
LRCX
$388B
$307K 0.02%
+5,400
New +$328K
16 17
18
19 20

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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.