BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
This Quarter Return
+4.28%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$856M
AUM Growth
+$856M
Cap. Flow
+$70.4M
Cap. Flow %
8.23%
Top 10 Hldgs %
24.44%
Holding
504
New
119
Increased
139
Reduced
146
Closed
72

Top Buys

1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$16.2M
2
VZ icon
Verizon
VZ
$11.1M
3
V icon
Visa
V
$9.98M
4
GLD icon
SPDR Gold Trust
GLD
$8.92M
5
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
$7.33M

Top Sells

1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
$14.6M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$9.32M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$7.11M
4
EWX icon
SPDR S&P Emerging Markets Small Cap ETF
EWX
$6.61M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$6.33M

Sector Composition

1 Technology 11.75%
2 Healthcare 8.44%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GGN
426
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$747M
$35K ﹤0.01%
+10,000
New +$35K
PSTV icon
427
Plus Therapeutics
PSTV
$45.7M
$29K ﹤0.01%
+800
New +$29K
HNRG icon
428
Hallador Energy
HNRG
$703M
$19K ﹤0.01%
10,000
– –
CELUW icon
429
Celularity Inc. Warrant
CELUW
$589K
$15K ﹤0.01%
+13,500
New +$15K
ASM
430
Avino Silver & Gold Mines
ASM
$670M
$12K ﹤0.01%
10,000
– –
TBLT
431
DELISTED
ToughBuilt Industries, Inc. Common Stock
TBLT
$9K ﹤0.01%
+1
New +$9K
DWSH icon
432
AdvisorShares Dorsey Wright Short ETF
DWSH
$13M
– –
-24,186
Closed -$276K
EOSEW icon
433
Eos Energy Enterprises, Inc. Warrant
EOSEW
$4.38M
– –
-16,000
Closed -$133K
ADSK icon
434
Autodesk
ADSK
$67.6B
– –
-687
Closed -$210K
ALTG icon
435
Alta Equipment Group
ALTG
$264M
– –
-20,350
Closed -$201K
ARLP icon
436
Alliance Resource Partners
ARLP
$2.95B
– –
-20,000
Closed -$90K
ARWR icon
437
Arrowhead Research
ARWR
$3.84B
– –
-4,500
Closed -$345K
BPMC
438
DELISTED
Blueprint Medicines
BPMC
– –
-2,060
Closed -$231K
BRK.A icon
439
Berkshire Hathaway Class A
BRK.A
$1.08T
– –
-2,651
Closed -$962K
BRT
440
BRT Apartments
BRT
$280M
– –
-59,031
Closed -$248K
CMRE icon
441
Costamare
CMRE
$1.43B
– –
-10,000
Closed -$83K
CRSP icon
442
CRISPR Therapeutics
CRSP
$4.82B
– –
-1,850
Closed -$283K
EQIX icon
443
Equinix
EQIX
$74.6B
– –
-322
Closed -$230K
ERTH icon
444
Invesco MSCI Sustainable Future ETF
ERTH
$141M
– –
-7,551
Closed -$530K
ESI icon
445
Element Solutions
ESI
$6.07B
– –
-60,000
Closed -$1.06M
ESTC icon
446
Elastic
ESTC
$9.17B
– –
-7,098
Closed -$1.04M
FIS icon
447
Fidelity National Information Services
FIS
$35.6B
– –
-1,448
Closed -$205K
FLNG icon
448
FLEX LNG
FLNG
$1.44B
– –
-10,000
Closed -$88K
FLOT icon
449
iShares Floating Rate Bond ETF
FLOT
$9.12B
– –
-115,405
Closed -$6.33M
FRO icon
450
Frontline
FRO
$4.86B
– –
-10,000
Closed -$62K
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