We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYD icon
426
VanEck High Yield Muni ETF
HYD
$4.45B
– –
-4,485
Closed -$268K
HYI
427
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
– –
-30,507
Closed -$428K
HYZD icon
428
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$261M
– –
-634,004
Closed -$13.2M
IBN icon
429
ICICI Bank
IBN
$108B
– –
-20,200
Closed -$199K
IRT icon
430
Independence Realty Trust
IRT
$4.07B
– –
-14,445
Closed -$167K
ITM icon
431
VanEck Intermediate Muni ETF
ITM
$2.15B
– –
-8,694
Closed -$446K
KBWY icon
432
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
– –
-77,842
Closed -$1.36M
LEO
433
BNY Mellon Strategic Municipals
LEO
$387M
– –
-33,500
Closed -$277K
MHF
434
Western Asset Municipal High Income Fund
MHF
$153M
– –
-24,000
Closed -$179K
MPT
435
Medical Properties Trust
MPT
$2.81B
– –
-12,188
Closed -$215K
NIE
436
Virtus Equity & Convertible Income Fund
NIE
$732M
– –
-11,628
Closed -$282K
OGIG icon
437
ALPS O'Shares Global Internet Giants ETF
OGIG
$113M
– –
-5,127
Closed -$226K
OIH icon
438
VanEck Oil Services ETF
OIH
$1.92B
– –
-33,448
Closed -$3.27M
OTIS icon
439
Otis Worldwide
OTIS
$28.2B
– –
-4,007
Closed -$250K
PAI
440
Western Asset Investment Grade Income Fund
PAI
$114M
– –
-23,534
Closed -$379K
PSEC icon
441
Prospect Capital
PSEC
$1.17B
– –
-12,333
Closed -$62K
PSK icon
442
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
– –
-5,295
Closed -$230K
PWB icon
443
Invesco Large Cap Growth ETF
PWB
$2.39B
– –
-7,276
Closed -$450K
PZA icon
444
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
– –
-9,989
Closed -$266K
RITM icon
445
Rithm Capital
RITM
$5.69B
– –
-27,323
Closed -$217K
RIV
446
RiverNorth Opportunities Fund
RIV
$317M
– –
-35,713
Closed -$512K
RMI
447
RiverNorth Opportunistic Municipal Income Fund
RMI
$100M
– –
-11,857
Closed -$242K
SH icon
448
ProShares Short S&P500
SH
$897M
– –
-5,450
Closed -$443K
SHM icon
449
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-4,055
Closed -$202K
SKIL icon
450
Skillsoft
SKIL
$81.6M
– –
-7,778
Closed -$1.32M
16 17
18
19 20

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.