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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
426
Caterpillar
CAT
$387B
– –
-5,717
Closed -$723K
CDE icon
427
Coeur Mining
CDE
$17.9B
– –
-28,000
Closed -$142K
CL icon
428
Colgate-Palmolive
CL
$74.4B
– –
-3,814
Closed -$280K
CLX icon
429
Clorox
CLX
$12.7B
– –
-1,496
Closed -$329K
CMF icon
430
iShares California Muni Bond ETF
CMF
$4.62B
– –
-351,204
Closed -$21M
CSW
431
CSW Industrials
CSW
$5.71B
– –
-4,000
Closed -$276K
CVS icon
432
CVS Health
CVS
$122B
– –
-8,802
Closed -$572K
DG icon
433
Dollar General
DG
$27.9B
– –
-1,119
Closed -$213K
DHR icon
434
Danaher
DHR
$144B
– –
-2,605
Closed -$408K
DNL icon
435
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
– –
-39,376
Closed -$1.1M
DOCU
436
DocuSign
DOCU
$11.5B
– –
-33,575
Closed -$5.78M
DOW icon
437
Dow Inc
DOW
$21.2B
– –
-43,064
Closed -$1.75M
DSL
438
DoubleLine Income Solutions Fund
DSL
$1.24B
– –
-84,631
Closed -$1.3M
DVY icon
439
iShares Select Dividend ETF
DVY
$23.6B
– –
-47,837
Closed -$3.86M
EFA icon
440
iShares MSCI EAFE ETF
EFA
$80.2B
– –
-415,976
Closed -$24.4M
EFG icon
441
iShares MSCI EAFE Growth ETF
EFG
$17.3B
– –
-74,716
Closed -$6.21M
EMB icon
442
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
– –
-3,042
Closed -$332K
EOG icon
443
EOG Resources
EOG
$70.7B
– –
-19,422
Closed -$984K
EOSE icon
444
Eos Energy Enterprises
EOSE
$1.51B
– –
-306,734
Closed -$2.7M
F icon
445
Ford
F
$55.7B
– –
-18,718
Closed -$114K
FBND icon
446
Fidelity Total Bond ETF
FBND
$27.3B
– –
-5,221
Closed -$282K
FDL icon
447
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
– –
-8,267
Closed -$210K
FPX icon
448
First Trust US Equity Opportunities ETF
FPX
$1.51B
– –
-2,900
Closed -$243K
FXN icon
449
First Trust Energy AlphaDEX Fund
FXN
$368M
– –
-18,786
Closed -$123K
GBIL icon
450
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.58B
– –
-11,440
Closed -$1.15M
16 17
18
19 20

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B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.