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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-17.63%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$952M
AUM Growth
+$285M
Cap. Flow
+$517M
Cap. Flow %
54.34%
Top 10 Hldgs %
23.87%
Holding
583
New
183
Increased
241
Reduced
72
Closed
65

Top Buys

Rank Stock Value
1
HD icon
Home Depot
HD
+$20.4M
2
EPD icon
Enterprise Products Partners
EPD
+$20M
3
GOOD
Gladstone Commercial Corp
GOOD
+$18.3M
4
AAPL icon
Apple
AAPL
+$17.6M
5
AMT icon
American Tower
AMT
+$14.9M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.06M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.97M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.88M
4
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.41M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.49M

Sector Composition

Rank Sector Weight
1 Technology 10.07%
2 Healthcare 7.73%
3 Consumer Discretionary 6.43%
4 Energy 6.24%
5 Industrials 5.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
426
General Motors
GM
$76.8B
$210K 0.02%
10,088
+1,519
+18% +$46.4K
NMFC icon
427
New Mountain Finance
NMFC
$732M
$209K 0.02%
30,786
– –
VONG icon
428
Vanguard Russell 1000 Growth ETF
VONG
$45B
$209K 0.02%
+5,404
New +$239K
RMM
429
RiverNorth Managed Duration Municipal Income Fund
RMM
$290M
$208K 0.02%
+11,651
New +$226K
XLE icon
430
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$208K 0.02%
14,276
+7,128
+100% +$169K
IJJ icon
431
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$207K 0.02%
+3,764
New +$283K
NMCO icon
432
Nuveen Municipal Credit Opportunities Fund
NMCO
$584M
$207K 0.02%
+15,950
New +$236K
LHX icon
433
L3Harris
LHX
$53.4B
$206K 0.02%
1,142
-1,137
-50% -$233K
DE icon
434
Deere & Co
DE
$168B
$205K 0.02%
+1,485
New +$235K
PEG icon
435
Public Service Enterprise Group
PEG
$37.7B
$205K 0.02%
+4,567
New +$247K
PAGP icon
436
Plains GP Holdings
PAGP
$4.9B
$203K 0.02%
36,200
+22,528
+165% +$317K
GDV icon
437
Gabelli Dividend & Income Trust
GDV
$2.66B
$196K 0.02%
+13,205
New +$258K
THW
438
abrdn World Healthcare Fund
THW
$551M
$193K 0.02%
+16,964
New +$222K
DOC
439
DELISTED
PHYSICIANS REALTY TRUST
DOC
$189K 0.02%
+13,523
New +$249K
MQY icon
440
BlackRock MuniYield Quality Fund
MQY
$817M
$187K 0.02%
+12,805
New +$191K
NS
441
DELISTED
NuStar Energy L.P.
NS
$185K 0.02%
+21,540
New +$468K
IHTA
442
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$185K 0.02%
+25,103
New +$249K
NTG
443
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$182K 0.02%
21,268
+839
+4% +$66K
IMMU
444
DELISTED
Immunomedics Inc
IMMU
$181K 0.02%
13,450
+2,550
+23% +$42.9K
REGL icon
445
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.82B
$180K 0.02%
+3,997
New +$221K
IBN icon
446
ICICI Bank
IBN
$108B
$178K 0.02%
+20,952
New +$277K
RF icon
447
Regions Financial
RF
$26.8B
$176K 0.02%
+19,642
New +$275K
AIF
448
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$176K 0.02%
15,506
– –
DIAX
449
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$174K 0.02%
+13,901
New +$223K
MHF
450
Western Asset Municipal High Income Fund
MHF
$153M
$170K 0.02%
+24,000
New +$181K
16 17
18
19 20

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CRCM
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B. Riley Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, B. Riley Wealth Management held 583 positions worth $952M, up 43% from $667M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Management deployed $517M of net new capital in Q1 2020, opening 183 new positions and adding to 241 existing holdings. Its largest new stake was Gladstone Commercial Corp: 960,968 shares worth $13.8M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $5.06M trimmed.

  • B. Riley Wealth Management's largest Q1 2020 buy was Gladstone Commercial Corp: 960,968 shares worth $13.8M.
  • B. Riley Wealth Management added most to Home Depot in Q1 2020, an estimated $20.4M increase.
  • B. Riley Wealth Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $5.06M.
  • B. Riley Wealth Management fully exited First Trust Enhanced Short Maturity ETF in Q1 2020, selling an estimated $3.97M.
  • B. Riley Wealth Management's ten largest holdings make up 24% of its $952M portfolio in Q1 2020.
  • B. Riley Wealth Management opened 183 new positions and closed 65 in Q1 2020.
  • B. Riley Wealth Management's portfolio value rose 43% quarter-over-quarter to $952M.

Based on B. Riley Wealth Management's 13F filing for Q1 2020, filed 15 May 2020.