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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+12.3%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$577M
AUM Growth
+$99.8M
Cap. Flow
+$45.4M
Cap. Flow %
7.87%
Top 10 Hldgs %
25.89%
Holding
446
New
97
Increased
162
Reduced
108
Closed
49

Top Buys

Rank Stock Value
1
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$9.77M
2
HD icon
Home Depot
HD
+$2.14M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.91M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.88M
5
GLD icon
SPDR Gold Trust
GLD
+$1.88M

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$9.65M
2
CLVT icon
Clarivate
CLVT
+$1.81M
3
BAC icon
Bank of America
BAC
+$1.77M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$1.55M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 8.75%
2 Consumer Discretionary 5.04%
3 Communication Services 4.46%
4 Healthcare 3.81%
5 Financials 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMLV icon
426
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
– –
-14,030
Closed -$623K
XPO icon
427
XPO
XPO
$23.6B
– –
-27,864
Closed -$550K
ASXC
428
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-1,131
Closed -$33K
JPS
429
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-53,252
Closed -$441K
AMRS
430
DELISTED
Amyris Inc.
AMRS
– –
-19,747
Closed -$66K
VRAY
431
DELISTED
ViewRay, Inc.
VRAY
– –
-10,700
Closed -$65K
GER
432
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-1,935
Closed -$76K
KBLMR
433
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
– –
-40,000
Closed -$16K
KBLMW
434
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
-40,000
Closed -$4K
RTN
435
DELISTED
Raytheon Company
RTN
– –
-5,094
Closed -$781K
CCC.WS
436
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
– –
-92,500
Closed -$78K
LTS
437
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
– –
-151,591
Closed -$353K
APC
438
DELISTED
Anadarko Petroleum
APC
– –
-4,670
Closed -$204K
TST
439
DELISTED
TheStreet, Inc.
TST
– –
-4,471
Closed -$91K
SGYP
440
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-85,300
Closed -$10K
ESES
441
DELISTED
Eco-Stim Energy Solutions Inc. Common Stock
ESES
– –
-10,000
Closed -$1K
DOC
442
DELISTED
PHYSICIANS REALTY TRUST
DOC
– –
-10,200
Closed -$164K
SXE
443
DELISTED
Southcross Energy Partners, L.P.
SXE
– –
-26,070
Closed -$6K
14 15 16 17
18

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BA
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B. Riley Wealth Management's Q1 2019 Portfolio in Review

As of Q1 2019, B. Riley Wealth Management held 446 positions worth $577M, up 21% from $477M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $45.4M of net new capital in Q1 2019, opening 97 new positions and adding to 162 existing holdings. Its largest new stake was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $9.65M trimmed.

  • B. Riley Wealth Management's largest Q1 2019 buy was PIMCO Active Bond Exchange-Traded Fund: 94,060 shares worth $9.93M.
  • B. Riley Wealth Management added most to Home Depot in Q1 2019, an estimated $2.14M increase.
  • B. Riley Wealth Management's biggest Q1 2019 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $9.65M.
  • B. Riley Wealth Management fully exited Clarivate in Q1 2019, selling an estimated $1.81M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $577M portfolio in Q1 2019.
  • B. Riley Wealth Management opened 97 new positions and closed 49 in Q1 2019.
  • B. Riley Wealth Management's portfolio value rose 21% quarter-over-quarter to $577M.

Based on B. Riley Wealth Management's 13F filing for Q1 2019, filed 17 May 2019.