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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGA
426
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
– –
-527
Closed -$6K
IGD
427
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$513M
– –
-900
Closed -$7K
IGE icon
428
iShares North American Natural Resources ETF
IGE
$749M
– –
-835
Closed -$30K
IGIB icon
429
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
– –
-356
Closed -$19K
IGM icon
430
iShares Expanded Tech Sector ETF
IGM
$10.2B
– –
-810
Closed -$13K
IGPT icon
431
Invesco AI and Next Gen Software ETF
IGPT
$1.17B
– –
-300
Closed -$4K
IGV icon
432
iShares Expanded Tech-Software Sector ETF
IGV
$13.7B
– –
-220
Closed -$4K
IHE icon
433
iShares US Pharmaceuticals ETF
IHE
$1.61B
– –
-375
Closed -$21K
IHI icon
434
iShares US Medical Devices ETF
IHI
$3.34B
– –
-204
Closed -$4K
IIF
435
Morgan Stanley India Investment Fund
IIF
$218M
– –
-209
Closed -$5K
IIM icon
436
Invesco Value Municipal Income Trust
IIM
$591M
– –
-2,500
Closed -$36K
IJH icon
437
iShares Core S&P Mid-Cap ETF
IJH
$123B
– –
-6,510
Closed -$195K
IJJ icon
438
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.89B
– –
-1,588
Closed -$102K
IJS icon
439
iShares S&P Small-Cap 600 Value ETF
IJS
$8.27B
– –
-590
Closed -$34K
IJT icon
440
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.34B
– –
-2,220
Closed -$145K
ILCG icon
441
iShares Morningstar Growth ETF
ILCG
$3.16B
– –
-995
Closed -$23K
IMCG icon
442
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.97B
– –
-1,566
Closed -$42K
IMCV icon
443
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.15B
– –
-570
Closed -$23K
IMNN icon
444
Imunon
IMNN
$6.56M
– –
-2
Closed -$12K
INDY icon
445
iShares S&P India Nifty 50 Index Fund
INDY
$567M
– –
-550
Closed -$16K
INGR icon
446
Ingredion
INGR
$6.32B
– –
-100
Closed -$7K
IONS icon
447
Ionis Pharmaceuticals
IONS
$8.86B
– –
-373
Closed -$21K
IP icon
448
International Paper
IP
$21.9B
– –
-2,113
Closed -$95K
IPG
449
DELISTED
Interpublic Group of Companies
IPG
– –
-47
Closed –
IRT icon
450
Independence Realty Trust
IRT
$3.95B
– –
-2,500
Closed -$18K
16 17
18
19 20

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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.