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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.26%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
–
Cap. Flow
+$134M
Cap. Flow %
98.79%
Top 10 Hldgs %
16.08%
Holding
1,091
New
1,087
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$2.81M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$2.79M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.65M
4
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$2.19M
5
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$2.18M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 11.11%
2 Industrials 7.44%
3 Technology 7.21%
4 Healthcare 6.97%
5 Financials 6.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NS
426
DELISTED
NuStar Energy L.P.
NS
$55K 0.04%
+1,002
New +$51.3K
ISH
427
DELISTED
INTL SHIPHOLDING CORP
ISH
$55K 0.04%
+1,877
New +$53.5K
KOG
428
DELISTED
KODIAK OIL & GAS CORP
KOG
$55K 0.04%
+4,500
New +$50.9K
FAST icon
429
Fastenal
FAST
$55.1B
$54K 0.04%
+4,400
New +$51.5K
PXI icon
430
Invesco Dorsey Wright Energy Momentum ETF
PXI
$52.3M
$54K 0.04%
+925
New +$50.5K
SSO icon
431
ProShares Ultra S&P500
SSO
$7.99B
$53K 0.04%
+8,112
New +$51.2K
ADP icon
432
Automatic Data Processing
ADP
$108B
$51K 0.04%
+754
New +$51.4K
BIP icon
433
Brookfield Infrastructure Partners
BIP
$18.7B
$51K 0.04%
+3,241
New +$48.4K
IWX icon
434
iShares Russell Top 200 Value ETF
IWX
$4.01B
$51K 0.04%
+1,250
New +$49.7K
RSPF icon
435
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$51K 0.04%
+1,811
New +$50K
SDY icon
436
State Street SPDR S&P Dividend ETF
SDY
$23.5B
$51K 0.04%
+690
New +$49.6K
SRF
437
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$51K 0.04%
+553
New +$49.6K
CHD icon
438
Church & Dwight Co
CHD
$23.8B
$50K 0.04%
+1,440
New +$47.8K
IAU icon
439
iShares Gold Trust
IAU
$62.6B
$50K 0.04%
+2,015
New +$50.5K
KMB icon
440
Kimberly-Clark
KMB
$36.6B
$50K 0.04%
+472
New +$48.9K
SURE icon
441
AdvisorShares Insider Advantage ETF
SURE
$56.6M
$50K 0.04%
+1,000
New +$48.4K
TCPC icon
442
BlackRock TCP Capital
TCPC
$279M
$50K 0.04%
+3,000
New +$51.4K
DO
443
DELISTED
Diamond Offshore Drilling
DO
$50K 0.04%
+1,016
New +$50.1K
DBL
444
DoubleLine Opportunistic Credit Fund
DBL
$278M
$49K 0.04%
+2,117
New +$48.8K
HES
445
DELISTED
Hess
HES
$49K 0.04%
+591
New +$47K
IWO icon
446
iShares Russell 2000 Growth ETF
IWO
$14.5B
$49K 0.04%
+357
New +$48.8K
OHI icon
447
Omega Healthcare
OHI
$14.8B
$49K 0.04%
+1,459
New +$46.5K
BMRN icon
448
BioMarin Pharmaceuticals
BMRN
$11.6B
$48K 0.04%
+700
New +$51.6K
KKR icon
449
KKR & Co
KKR
$92.4B
$48K 0.04%
+2,097
New +$50.8K
NOC icon
450
Northrop Grumman
NOC
$77.4B
$48K 0.04%
+390
New +$46.2K
16 17
18
19 20

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
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CRCM
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B. Riley Wealth Management's Q1 2014 Portfolio in Review

Q1 2014 is the first quarter with a 13F filing on record for B. Riley Wealth Management, which disclosed 1,091 positions worth $135M. Its ten largest holdings account for 16% of the portfolio.

Its largest position is First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.

By sector, the portfolio is most concentrated in Energy at 11% of assets, followed by Industrials and Technology.

  • B. Riley Wealth Management's largest Q1 2014 buy was First Trust Technology AlphaDEX Fund: 91,524 shares worth $2.85M.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $135M portfolio in Q1 2014.
  • B. Riley Wealth Management disclosed 1,091 positions in Q1 2014, its first 13F filing on record.

Based on B. Riley Wealth Management's 13F filing for Q1 2014, filed 12 Jun 2014.