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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCP
401
DELISTED
DCP Midstream, LP
DCP
$395K 0.03%
14,380
– –
HSY icon
402
Hershey
HSY
$36.7B
$393K 0.03%
2,033
– –
MGNI icon
403
Magnite
MGNI
$3.62B
$391K 0.03%
22,352
+5,182
+30% +$117K
SNAP icon
404
Snap
SNAP
$9.03B
$390K 0.03%
8,296
-2,755
-25% -$155K
LCID icon
405
Lucid Motors
LCID
$2.74B
$389K 0.03%
+1,022
New +$385K
GPC icon
406
Genuine Parts
GPC
$18.6B
$387K 0.03%
2,764
+104
+4% +$13.8K
VGSH icon
407
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$384K 0.03%
6,320
+623
+11% +$38.1K
NOBL icon
408
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$382K 0.03%
7,788
+418
+6% +$19.7K
NOW icon
409
ServiceNow
NOW
$129B
$381K 0.03%
2,935
– –
HRL icon
410
Hormel Foods
HRL
$13.8B
$380K 0.03%
7,776
-1,102
-12% -$48.3K
TRP icon
411
TC Energy
TRP
$66.3B
$377K 0.03%
8,099
+300
+4% +$14.8K
ADP icon
412
Automatic Data Processing
ADP
$108B
$372K 0.03%
1,510
+288
+24% +$65.2K
CLF icon
413
Cleveland-Cliffs
CLF
$7.01B
$372K 0.03%
17,100
+5,000
+41% +$108K
TFI icon
414
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$372K 0.03%
7,457
+56
+0.8% +$2.89K
IQLT icon
415
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$368K 0.03%
9,354
+3,904
+72% +$153K
VGK icon
416
Vanguard FTSE Europe ETF
VGK
$31.3B
$368K 0.03%
5,388
-1,011
-16% -$68.4K
HR
417
DELISTED
Healthcare Realty Trust Incorporated
HR
$365K 0.03%
11,530
-5,645
-33% -$181K
DFND
418
DELISTED
Siren DIVCON Dividend Defender ETF
DFND
$364K 0.03%
8,657
– –
IWN icon
419
iShares Russell 2000 Value ETF
IWN
$14.6B
$364K 0.03%
2,193
+102
+5% +$17K
VTR icon
420
Ventas
VTR
$47.7B
$364K 0.03%
7,123
-250
-3% -$13.1K
APD icon
421
Air Products & Chemicals
APD
$67.3B
$361K 0.03%
1,187
-36
-3% -$10.6K
GLPI icon
422
Gaming and Leisure Properties
GLPI
$12.8B
$361K 0.03%
7,410
– –
BIV icon
423
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$357K 0.02%
4,078
+39
+1% +$3.46K
JXN icon
424
Jackson Financial
JXN
$8.84B
$357K 0.02%
+8,546
New +$280K
MRVL icon
425
Marvell Technology
MRVL
$194B
$357K 0.02%
4,083
+288
+8% +$21.5K
15 16
17
18 19

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HIH
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CRCM
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B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.