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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTLC icon
401
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$373K 0.03%
9,450
-300
-3% -$11.6K
NPCT icon
402
Nuveen Core Plus Impact Fund
NPCT
$282M
$371K 0.03%
19,000
-3,000
-14% -$58.8K
TFI icon
403
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
$370K 0.03%
7,401
+1,847
+33% +$96.3K
RIGS icon
404
ALPS Strategic Income Fund
RIGS
$60.4M
$367K 0.03%
+14,846
New +$369K
NH
405
DELISTED
NantHealth, Inc
NH
$367K 0.03%
+15,200
New +$457K
QSR icon
406
Restaurant Brands International
QSR
$25.5B
$366K 0.03%
5,981
+101
+2% +$6.47K
NOW icon
407
ServiceNow
NOW
$130B
$365K 0.03%
2,935
+55
+2% +$6.66K
BAR icon
408
GraniteShares Gold Shares
BAR
$1.47B
$364K 0.03%
20,892
– –
HRL icon
409
Hormel Foods
HRL
$13.9B
$364K 0.03%
+8,878
New +$400K
BIV icon
410
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$361K 0.03%
+4,039
New +$366K
EMD
411
Western Asset Emerging Markets Debt Fund
EMD
$615M
$360K 0.03%
26,486
+10,477
+65% +$146K
EOG icon
412
EOG Resources
EOG
$70.7B
$359K 0.03%
4,469
+33
+0.7% +$2.4K
GSY icon
413
Invesco Ultra Short Duration ETF
GSY
$3.9B
$358K 0.03%
7,092
-4,472
-39% -$226K
NCA icon
414
Nuveen California Municipal Value Fund
NCA
$301M
$356K 0.03%
33,782
– –
MS icon
415
Morgan Stanley
MS
$338B
$352K 0.03%
+3,617
New +$358K
VGSH icon
416
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$350K 0.03%
5,697
+100
+2% +$6.15K
ARCC icon
417
Ares Capital
ARCC
$14.3B
$348K 0.03%
17,140
+303
+2% +$6.07K
BLV icon
418
Vanguard Long-Term Bond ETF
BLV
$5.74B
$348K 0.03%
+3,403
New +$357K
DG icon
419
Dollar General
DG
$28B
$345K 0.03%
+1,629
New +$368K
HSY icon
420
Hershey
HSY
$36.8B
$344K 0.03%
+2,033
New +$359K
MQY icon
421
BlackRock MuniYield Quality Fund
MQY
$815M
$344K 0.03%
21,225
– –
FOCT icon
422
FT Vest US Equity Buffer ETF October
FOCT
$1.19B
$343K 0.03%
+10,000
New +$342K
GLPI icon
423
Gaming and Leisure Properties
GLPI
$12.8B
$343K 0.03%
7,410
– –
DXCM icon
424
DexCom
DXCM
$31.5B
$341K 0.03%
+2,492
New +$314K
NEA icon
425
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$341K 0.03%
+22,437
New +$355K
15 16
17
18 19

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HIH
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IRF
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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.