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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$904M
AUM Growth
+$48.2M
Cap. Flow
-$6.4M
Cap. Flow %
-0.71%
Top 10 Hldgs %
25.44%
Holding
486
New
54
Increased
170
Reduced
163
Closed
64

Top Buys

Rank Stock Value
1
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$6.42M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.85M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.88M
4
PARA
Paramount Global Class B
PARA
+$2.77M
5
JPM icon
JPMorgan Chase
JPM
+$2.33M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$6.46M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.94M
3
GLD icon
SPDR Gold Trust
GLD
+$4.75M
4
FNI
First Trust Chindia ETF
FNI
+$4.66M
5
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$3.38M

Sector Composition

Rank Sector Weight
1 Technology 11.55%
2 Consumer Discretionary 8.37%
3 Healthcare 8.15%
4 Communication Services 7.52%
5 Real Estate 6.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EAD
401
Allspring Income Opportunities Fund
EAD
$378M
$140K 0.02%
15,900
– –
PSFE icon
402
Paysafe
PSFE
$414M
$139K 0.02%
953
-67
-7% -$10.1K
AHT
403
Ashford Hospitality Trust
AHT
$20.8M
$133K 0.01%
293
+73
+33% +$26.5K
DCF
404
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$133K 0.01%
13,881
– –
USAU icon
405
US Gold Corp
USAU
$248M
$131K 0.01%
11,750
-4,750
-29% -$53.1K
SLVO icon
406
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.9M
$122K 0.01%
+1,000
New +$127K
IVR icon
407
Invesco Mortgage Capital
IVR
$750M
$119K 0.01%
3,046
+1,029
+51% +$39K
SELF
408
Global Self Storage
SELF
$58.5M
$102K 0.01%
+19,520
New +$104K
NG icon
409
NovaGold Resources
NG
$3.08B
$96K 0.01%
+11,930
New +$112K
TRIT
410
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$91K 0.01%
13,017
+1,214
+10% +$8.12K
AMRN
411
Amarin Corp
AMRN
$301M
$85K 0.01%
970
+125
+15% +$12.3K
WTI icon
412
W&T Offshore
WTI
$492M
$82K 0.01%
+16,962
New +$65.5K
NRO
413
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$80K 0.01%
16,768
+2,096
+14% +$9.63K
SACH
414
Sachem Capital Corp
SACH
$39.7M
$70K 0.01%
+13,098
New +$68.2K
VRAY
415
DELISTED
ViewRay, Inc.
VRAY
$69K 0.01%
10,500
-6,000
-36% -$32K
CTXR icon
416
Citius Pharmaceuticals
CTXR
$19.2M
$66K 0.01%
+760
New +$45.7K
EXTN
417
DELISTED
Exterran Corporation
EXTN
$48K 0.01%
+10,000
New +$42.8K
ANIX icon
418
Anixa Biosciences
ANIX
$117M
$47K 0.01%
12,000
– –
ASXC
419
DELISTED
Asensus Surgical, Inc.
ASXC
$42K ﹤0.01%
13,125
+2,000
+18% +$5K
GGN
420
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$792M
$40K ﹤0.01%
10,000
– –
CELUW
421
DELISTED
Celularity Inc
CELUW
$14K ﹤0.01%
10,000
-3,500
-26% -$4.2K
AAL icon
422
American Airlines Group
AAL
$11.2B
– –
-11,043
Closed -$264K
AAXJ icon
423
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
– –
-12,469
Closed -$1.16M
ADM icon
424
Archer Daniels Midland
ADM
$37.5B
– –
-5,740
Closed -$327K
ALL icon
425
Allstate
ALL
$68.3B
– –
-2,103
Closed -$242K
15 16
17
18 19

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HIH
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FA
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CRCM
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B. Riley Wealth Management's Q2 2021 Portfolio in Review

As of Q2 2021, B. Riley Wealth Management held 486 positions worth $904M, up 5.6% from $856M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management's Q2 2021 filing shows 54 new, 170 increased, 163 reduced and 64 closed positions. Its largest new stake was Invesco DB Commodity Index Tracking Fund: 351,252 shares worth $6.76M. The largest sale was First Trust Value Line Dividend Fund, an estimated $6.46M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Management's largest Q2 2021 buy was Invesco DB Commodity Index Tracking Fund: 351,252 shares worth $6.76M.
  • B. Riley Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2021, an estimated $3.85M increase.
  • B. Riley Wealth Management's biggest Q2 2021 reduction was First Trust Value Line Dividend Fund, cutting an estimated $6.46M.
  • B. Riley Wealth Management fully exited iShares 20+ Year Treasury Bond ETF in Q2 2021, selling an estimated $2.18M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $904M portfolio in Q2 2021.
  • B. Riley Wealth Management opened 54 new positions and closed 64 in Q2 2021.
  • B. Riley Wealth Management's portfolio value rose 5.6% quarter-over-quarter to $904M.

Based on B. Riley Wealth Management's 13F filing for Q2 2021, filed 12 Aug 2021.