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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+4.28%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$856M
AUM Growth
+$80.9M
Cap. Flow
+$93.9M
Cap. Flow %
10.97%
Top 10 Hldgs %
24.44%
Holding
504
New
119
Increased
139
Reduced
146
Closed
72

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$22.9M
2
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$16.1M
3
VZ icon
Verizon
VZ
+$13.3M
4
V icon
Visa
V
+$9.92M
5
GLD icon
SPDR Gold Trust
GLD
+$9.37M

Top Sells

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$14.6M
2
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$9.32M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.14M
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$6.45M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$6.33M

Sector Composition

Rank Sector Weight
1 Technology 11.75%
2 Healthcare 8.43%
3 Consumer Discretionary 8.29%
4 Communication Services 6.88%
5 Real Estate 5.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKI icon
401
Invesco Advantage Municipal Income Trust II
VKI
$401M
$154K 0.02%
13,000
– –
PAA icon
402
Plains All American Pipeline
PAA
$16.3B
$149K 0.02%
16,374
-2,590
-14% -$23.7K
JHAA
403
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$149K 0.02%
14,952
– –
MFIC icon
404
MidCap Financial Investment
MFIC
$802M
$143K 0.02%
10,391
-4,249
-29% -$56.1K
PSTH.WS
405
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$139K 0.02%
+17,000
New +$196K
CMBT
406
CMB.TECH NV
CMBT
$4.73B
$137K 0.02%
15,000
– –
JDD
407
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$137K 0.02%
14,450
– –
EAD
408
Allspring Income Opportunities Fund
EAD
$379M
$134K 0.02%
+15,900
New +$131K
DCF
409
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$130K 0.02%
13,881
-549
-4% -$4.93K
AMRN
410
Amarin Corp
AMRN
$301M
$105K 0.01%
845
+32
+4% +$4.3K
DSSI
411
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
$104K 0.01%
+10,350
New +$84.1K
TRIT
412
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$86K 0.01%
+11,803
New +$96.1K
JEMD
413
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$85K 0.01%
10,780
-633
-6% -$4.93K
IVR icon
414
Invesco Mortgage Capital
IVR
$809M
$81K 0.01%
+2,017
New +$76.1K
GOGL
415
DELISTED
Golden Ocean Group
GOGL
$74K 0.01%
+11,000
New +$66.3K
SCPX
416
DELISTED
Scorpius Holdings, Inc.
SCPX
$73K 0.01%
+3
New +$95.6K
VRAY
417
DELISTED
ViewRay, Inc.
VRAY
$72K 0.01%
+16,500
New +$80.1K
AHT
418
Ashford Hospitality Trust
AHT
$21M
$65K 0.01%
+220
New +$67.3K
NRO
419
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$64K 0.01%
+14,672
New +$59.8K
ANIX icon
420
Anixa Biosciences
ANIX
$117M
$56K 0.01%
12,000
– –
STEX
421
Streamex Corp
STEX
$81M
$54K 0.01%
+1,250
New +$58.4K
TMQ
422
Trilogy Metals
TMQ
$651M
$43K 0.01%
+20,000
New +$43.4K
AEVAW
423
DELISTED
Aeva Technologies Warrants
AEVAW
$38K ﹤0.01%
+11,300
New +$47.7K
DVLT
424
Datavault AI
DVLT
$264M
$36K ﹤0.01%
1
– –
ASXC
425
DELISTED
Asensus Surgical, Inc.
ASXC
$36K ﹤0.01%
+11,125
New +$40.3K
15 16
17
18 19

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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q1 2021 Portfolio in Review

As of Q1 2021, B. Riley Wealth Management held 504 positions worth $856M, up 10% from $775M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Management deployed $93.9M of net new capital in Q1 2021, opening 119 new positions and adding to 139 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Short-Term Treasury ETF, an estimated $14.6M trimmed.

  • B. Riley Wealth Management's largest Q1 2021 buy was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 732,195 shares worth $16.2M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q1 2021, an estimated $22.9M increase.
  • B. Riley Wealth Management's biggest Q1 2021 reduction was Vanguard Short-Term Treasury ETF, cutting an estimated $14.6M.
  • B. Riley Wealth Management fully exited PIMCO Enhanced Low Duration Active Exchange-Traded Fund in Q1 2021, selling an estimated $9.32M.
  • B. Riley Wealth Management's ten largest holdings make up 24% of its $856M portfolio in Q1 2021.
  • B. Riley Wealth Management opened 119 new positions and closed 72 in Q1 2021.
  • B. Riley Wealth Management's portfolio value rose 10% quarter-over-quarter to $856M.

Based on B. Riley Wealth Management's 13F filing for Q1 2021, filed 17 May 2021.