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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD icon
401
AB InBev
BUD
$165B
– –
-4,136
Closed -$223K
BXMX
402
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-22,585
Closed -$255K
CHW
403
Calamos Global Dynamic Income Fund
CHW
$545M
– –
-19,000
Closed -$154K
CNC icon
404
Centene
CNC
$32.5B
– –
-3,478
Closed -$203K
DBRG icon
405
DigitalBridge
DBRG
$2.95B
– –
-2,631
Closed -$29K
DDOG icon
406
Datadog
DDOG
$84B
– –
-2,240
Closed -$229K
DHC
407
Diversified Healthcare Trust
DHC
$2.14B
– –
-15,746
Closed -$55K
DHIL
408
DELISTED
Diamond Hill
DHIL
– –
-1,905
Closed -$241K
DIAX
409
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-12,708
Closed -$172K
DKL icon
410
Delek Logistics
DKL
$3.02B
– –
-28,194
Closed -$800K
DLN icon
411
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
– –
-8,874
Closed -$431K
DON icon
412
WisdomTree US MidCap Dividend Fund
DON
$4.09B
– –
-21,498
Closed -$1.25M
DWM icon
413
WisdomTree International Equity Fund
DWM
$697M
– –
-54,384
Closed -$2.47M
EAD
414
Allspring Income Opportunities Fund
EAD
$379M
– –
-18,900
Closed -$138K
EMD
415
Western Asset Emerging Markets Debt Fund
EMD
$616M
– –
-12,090
Closed -$149K
EXAS
416
DELISTED
Exact Sciences
EXAS
– –
-2,396
Closed -$244K
FRA icon
417
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
– –
-11,310
Closed -$130K
FTAI icon
418
FTAI Aviation
FTAI
$22.2B
– –
-12,155
Closed -$178K
FTCS icon
419
First Trust Capital Strength ETF
FTCS
$7.95B
– –
-13,940
Closed -$882K
GGN
420
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
– –
-20,121
Closed -$69K
GGT
421
Gabelli Multimedia Trust
GGT
$174M
– –
-88,028
Closed -$560K
GNMA icon
422
iShares GNMA Bond ETF
GNMA
$423M
– –
-5,090
Closed -$260K
B
423
Barrick Mining
B
$73.2B
– –
-13,029
Closed -$366K
HCA icon
424
HCA Healthcare
HCA
$89.5B
– –
-6,863
Closed -$856K
HDB icon
425
HDFC Bank
HDB
$121B
– –
-10,760
Closed -$269K
15 16
17
18 19

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
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B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.