We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXRT
401
DELISTED
Vaxart
VXRT
$71K 0.01%
+10,700
New +$95.3K
GGN
402
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$69K 0.01%
+20,121
New +$72K
GAB icon
403
Gabelli Equity Trust
GAB
$1.79B
$65K 0.01%
13,126
– –
PSEC icon
404
Prospect Capital
PSEC
$1.17B
$62K 0.01%
+12,333
New +$62K
EGIO
405
DELISTED
Edgio, Inc. Common Stock
EGIO
$59K 0.01%
+257
New +$64.3K
DHC
406
Diversified Healthcare Trust
DHC
$2.14B
$55K 0.01%
15,746
+4,454
+39% +$17.4K
ATHX
407
DELISTED
Athersys, Inc. Common Stock
ATHX
$54K 0.01%
+1,099
New +$66.4K
DBRG icon
408
DigitalBridge
DBRG
$2.95B
$29K ﹤0.01%
+2,631
New +$25.5K
ARLP icon
409
Alliance Resource Partners
ARLP
$3.17B
$28K ﹤0.01%
10,000
– –
JILL icon
410
J. Jill
JILL
$283M
$27K ﹤0.01%
10,000
– –
SND icon
411
Smart Sand
SND
$194M
$26K ﹤0.01%
+20,000
New +$25.3K
HPR
412
DELISTED
HighPoint Resources Corporation
HPR
$20K ﹤0.01%
+1,696
New +$27.8K
HNRG icon
413
Hallador Energy
HNRG
$696M
$19K ﹤0.01%
28,600
+8,600
+43% +$6.23K
TURN
414
DELISTED
180 Degree Capital
TURN
$19K ﹤0.01%
3,333
– –
ASM
415
Avino Silver & Gold Mines
ASM
$1.2B
$10K ﹤0.01%
+10,000
New +$10.6K
TELL
416
DELISTED
Tellurian Inc.
TELL
$10K ﹤0.01%
+12,675
New +$11.8K
VANI icon
417
Vivani Medical
VANI
$122M
$9K ﹤0.01%
+3,333
New +$8.72K
ACWV icon
418
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
– –
-19,971
Closed -$1.35M
AGG icon
419
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-15,164
Closed -$1.79M
AKAM icon
420
Akamai
AKAM
$15.9B
– –
-2,286
Closed -$245K
BIV icon
421
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-6,431
Closed -$587K
BLV icon
422
Vanguard Long-Term Bond ETF
BLV
$5.75B
– –
-3,654
Closed -$408K
BND icon
423
Vanguard Total Bond Market
BND
$158B
– –
-3,438
Closed -$304K
BSV icon
424
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-2,926
Closed -$243K
C icon
425
Citigroup
C
$226B
– –
-10,147
Closed -$519K
15 16
17
18 19

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.