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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
401
Cummins
CMI
$87.5B
– –
-1,219
Closed -$209
DON icon
402
WisdomTree US MidCap Dividend Fund
DON
$4.06B
– –
-3,960
Closed -$143
EMLC icon
403
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
– –
-8,050
Closed -$279
EXG icon
404
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
– –
-11,709
Closed -$97
FISV
405
Fiserv Inc
FISV
$28.8B
– –
-2,246
Closed -$204
FL
406
DELISTED
Foot Locker
FL
– –
-21,611
Closed -$906
HOFV
407
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
– –
-5,891
Closed -$842
ICF icon
408
iShares Select U.S. REIT ETF
ICF
$2.1B
– –
-4,114
Closed -$232
ITA icon
409
iShares US Aerospace & Defense ETF
ITA
$14.4B
– –
-2,034
Closed -$218
JD icon
410
JD.com
JD
$44.6B
– –
-7,861
Closed -$238
KMB icon
411
Kimberly-Clark
KMB
$36.3B
– –
-1,537
Closed -$205
KTOS icon
412
Kratos Defense & Security Solutions
KTOS
$8.74B
– –
-11,070
Closed -$253
MILN
413
Global X Millennial Consumer ETF
MILN
$101M
– –
-11,258
Closed -$278
MPWR icon
414
Monolithic Power Systems
MPWR
$70.1B
– –
-126
Closed -$17
MTN icon
415
Vail Resorts
MTN
$5.32B
– –
-358
Closed -$80
NIO icon
416
NIO
NIO
$12.2B
– –
-19,410
Closed -$49
NVDA icon
417
NVIDIA
NVDA
$4.86T
– –
-156,800
Closed -$644
OKTA icon
418
Okta
OKTA
$24.7B
– –
-3,492
Closed -$431
PARA
419
DELISTED
Paramount Global Class B
PARA
– –
-6,058
Closed -$302
PAYC icon
420
Paycom
PAYC
$7.64B
– –
-319
Closed -$73
PDP icon
421
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
– –
-10,002
Closed -$603
PLNT icon
422
Planet Fitness
PLNT
$4.42B
– –
-3,200
Closed -$232
PTF icon
423
Invesco Dorsey Wright Technology Momentum ETF
PTF
$616M
– –
-11,697
Closed -$284
PYPL icon
424
PayPal
PYPL
$48.9B
– –
-8,768
Closed -$1K
RRC icon
425
Range Resources
RRC
$9.38B
– –
-16,484
Closed -$115
14 15 16
17
18

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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.