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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
401
Vanguard Information Technology ETF
VGT
$141B
– –
-9,512
Closed -$241K
VIOO icon
402
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.22B
– –
-2,592
Closed -$207K
VLO icon
403
Valero Energy
VLO
$88.5B
– –
-2,615
Closed -$297K
VOE icon
404
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
– –
-2,249
Closed -$254K
VSTM icon
405
Verastem
VSTM
$500M
– –
-1,454
Closed -$127K
VTRS icon
406
Viatris
VTRS
$20.5B
– –
-7,311
Closed -$268K
W icon
407
Wayfair
W
$11.8B
– –
-1,700
Closed -$251K
WBD icon
408
Warner Bros
WBD
$65.4B
– –
-9,560
Closed -$306K
WY icon
409
Weyerhaeuser
WY
$18.2B
– –
-6,979
Closed -$225K
XFLT
410
XAI Floating Rate & Alternative Income Trust
XFLT
$285M
– –
-2,480
Closed -$122K
EGIO
411
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-406
Closed -$81K
PXD
412
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-7,694
Closed -$1.34M
EFL
413
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
– –
-22,975
Closed -$213K
FBSS
414
DELISTED
Fauquier Bankshares Inc
FBSS
– –
-8,091
Closed -$205K
TNAV
415
DELISTED
Telenav Inc.
TNAV
– –
-14,202
Closed -$72K
BFYT
416
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-4,775
Closed -$294K
WFT
417
DELISTED
Weatherford International plc
WFT
– –
-29,536
Closed -$80K
ANCX
418
DELISTED
Access National Corp
ANCX
– –
-8,155
Closed -$221K
JHA
419
DELISTED
Nuveen High Inc Dec 2018 Tgt Trm
JHA
– –
-19,848
Closed -$196K
CELG
420
DELISTED
Celgene Corp
CELG
– –
-17,587
Closed -$1.57M
13 14 15 16
17

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BA
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HIH
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B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.