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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRM icon
376
Iron Mountain
IRM
$36.3B
$422K 0.03%
9,715
-56
-0.6% -$2.52K
NXC
377
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$420K 0.03%
26,626
– –
VGK icon
378
Vanguard FTSE Europe ETF
VGK
$31.3B
$420K 0.03%
+6,399
New +$438K
DOCN icon
379
DigitalOcean
DOCN
$14.8B
$415K 0.03%
+5,350
New +$331K
PH icon
380
Parker-Hannifin
PH
$136B
$413K 0.03%
+1,477
New +$439K
TDOC icon
381
Teladoc Health
TDOC
$1.29B
$409K 0.03%
3,222
+1,349
+72% +$196K
FSLY icon
382
Fastly Inc
FSLY
$3.79B
$407K 0.03%
10,055
-16,255
-62% -$750K
VTR icon
383
Ventas
VTR
$47.7B
$407K 0.03%
7,373
-169
-2% -$9.68K
DCP
384
DELISTED
DCP Midstream, LP
DCP
$406K 0.03%
14,380
-530
-4% -$14.6K
SPOT icon
385
Spotify
SPOT
$98.7B
$403K 0.03%
1,788
-113
-6% -$26.6K
SCI icon
386
Service Corp International
SCI
$11.7B
$393K 0.03%
+6,522
New +$397K
NET icon
387
Cloudflare
NET
$114B
$391K 0.03%
3,469
-637
-16% -$76.1K
DNOV icon
388
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$389K 0.03%
11,149
– –
VXRT
389
DELISTED
Vaxart
VXRT
$387K 0.03%
+48,621
New +$400K
VXF icon
390
Vanguard Extended Market ETF
VXF
$31.6B
$386K 0.03%
+2,119
New +$395K
ENPH icon
391
Enphase Energy
ENPH
$5.35B
$384K 0.03%
2,558
-211
-8% -$36.2K
POCT icon
392
Innovator US Equity Power Buffer ETF October
POCT
$972M
$384K 0.03%
13,091
– –
JCO
393
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$383K 0.03%
46,810
-22,559
-33% -$187K
SWAN icon
394
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$161M
$382K 0.03%
+11,153
New +$393K
FNOV icon
395
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
$381K 0.03%
10,000
– –
DPZ icon
396
Domino's
DPZ
$11.7B
$380K 0.03%
796
+33
+4% +$16.7K
FTSL icon
397
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$379K 0.03%
7,912
+2,629
+50% +$126K
AGG icon
398
iShares Core US Aggregate Bond ETF
AGG
$138B
$376K 0.03%
+3,272
New +$379K
TRP icon
399
TC Energy
TRP
$65.7B
$375K 0.03%
7,799
-2,102
-21% -$102K
WBA
400
DELISTED
Walgreens Boots Alliance
WBA
$375K 0.03%
+7,977
New +$385K
14 15
16
17 18

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HIH
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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.