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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVLT
376
Datavault AI
DVLT
$263M
$41K 0.01%
+1
New +$37.7K
ANIX icon
377
Anixa Biosciences
ANIX
$116M
$37K ﹤0.01%
+12,000
New +$30.2K
JILL icon
378
J. Jill
JILL
$283M
$37K ﹤0.01%
10,000
– –
IACA.WS
379
DELISTED
ION Acquisition Corp 1 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACA.WS
$36K ﹤0.01%
+10,000
New +$21.8K
SND icon
380
Smart Sand
SND
$194M
$34K ﹤0.01%
20,000
– –
AJAX.WS
381
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
$33K ﹤0.01%
+10,000
New +$32K
TURN
382
DELISTED
180 Degree Capital
TURN
$22K ﹤0.01%
3,333
– –
TXMD icon
383
TherapeuticsMD
TXMD
$24M
$21K ﹤0.01%
355
-640
-64% -$43.7K
HNRG icon
384
Hallador Energy
HNRG
$696M
$15K ﹤0.01%
10,000
-18,600
-65% -$17.1K
ASM
385
Avino Silver & Gold Mines
ASM
$1.2B
$13K ﹤0.01%
10,000
– –
AB icon
386
AllianceBernstein
AB
$3.47B
– –
-7,932
Closed -$214K
ADI icon
387
Analog Devices
ADI
$190B
– –
-5,734
Closed -$669K
ADP icon
388
Automatic Data Processing
ADP
$108B
– –
-1,723
Closed -$240K
AEP icon
389
American Electric Power
AEP
$68.4B
– –
-4,955
Closed -$405K
AM icon
390
Antero Midstream
AM
$10.1B
– –
-71,389
Closed -$383K
AWF
391
AllianceBernstein Global High Income Fund
AWF
$872M
– –
-16,631
Closed -$175K
AZO icon
392
AutoZone
AZO
$51.1B
– –
-470
Closed -$553K
BEP icon
393
Brookfield Renewable
BEP
$9.96B
– –
-6,914
Closed -$242K
BGB
394
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
– –
-13,800
Closed -$169K
BIL icon
395
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
– –
-21,899
Closed -$2M
BKLN icon
396
Invesco Senior Loan ETF
BKLN
$6.81B
– –
-16,172
Closed -$352K
BNDX icon
397
Vanguard Total International Bond ETF
BNDX
$82.2B
– –
-5,041
Closed -$293K
BP icon
398
BP
BP
$107B
– –
-25,521
Closed -$446K
BST icon
399
BlackRock Science and Technology Trust
BST
$1.69B
– –
-11,859
Closed -$504K
BTZ icon
400
BlackRock Credit Allocation Income Trust
BTZ
$956M
– –
-10,383
Closed -$148K
14 15
16
17 18

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BA
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HIH
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FA
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CRCM
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B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.