BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
This Quarter Return
+11.9%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$775M
AUM Growth
+$775M
Cap. Flow
-$138M
Cap. Flow %
-17.83%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
78
Reduced
196
Closed
111

Top Buys

1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
$4.12M
2
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
$3.99M
3
AWH
Aspira Women's Health Inc. Common Stock
AWH
$2.7M
4
CVS icon
CVS Health
CVS
$2.21M
5
BHK icon
BlackRock Core Bond Trust
BHK
$1.79M

Top Sells

1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$13.2M
2
VZ icon
Verizon
VZ
$12M
3
AAPL icon
Apple
AAPL
$11.9M
4
V icon
Visa
V
$11.7M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
$7.59M

Sector Composition

1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DVLT
376
Datavault AI Inc. Common Stock
DVLT
$27.8M
$41K 0.01%
+11,500
New +$41K
ANIX icon
377
Anixa Biosciences
ANIX
$96.3M
$37K ﹤0.01%
+12,000
New +$37K
JILL icon
378
J. Jill
JILL
$252M
$37K ﹤0.01%
10,000
-40,000
-80% –
IACA.WS
379
DELISTED
ION Acquisition Corp 1 Ltd. Warrants, each whole warrant exercisable for one Class A ordinary share
IACA.WS
$36K ﹤0.01%
+10,000
New +$36K
SND icon
380
Smart Sand
SND
$74.7M
$34K ﹤0.01%
20,000
– –
AJAX.WS
381
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
$33K ﹤0.01%
+10,000
New +$33K
TURN
382
180 Degree Capital
TURN
$47.5M
$22K ﹤0.01%
10,000
– –
TXMD icon
383
TherapeuticsMD
TXMD
$12.7M
$21K ﹤0.01%
17,750
-32,000
-64% -$37.9K
HNRG icon
384
Hallador Energy
HNRG
$703M
$15K ﹤0.01%
10,000
-18,600
-65% -$27.9K
ASM
385
Avino Silver & Gold Mines
ASM
$670M
$13K ﹤0.01%
10,000
– –
CADE
386
DELISTED
Cadence Bancorporation
CADE
– –
-15,412
Closed -$132K
JHY
387
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
– –
-36,767
Closed -$348K
BSJK
388
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
– –
-9,474
Closed -$221K
HPR
389
DELISTED
HighPoint Resources Corporation
HPR
– –
-84,800
Closed -$20K
VTA
390
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-10,000
Closed -$92K
TRIL
391
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-17,750
Closed -$252K
APTS
392
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-20,508
Closed -$111K
ATHX
393
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-27,482
Closed -$54K
BRG
394
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-11,584
Closed -$88K
BRMK
395
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-11,775
Closed -$116K
FOCS
396
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-6,275
Closed -$206K
SDC
397
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
– –
-12,670
Closed -$148K
FDEU
398
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– –
-21,830
Closed -$219K
FSD
399
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-10,010
Closed -$139K
EGIO
400
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-10,281
Closed -$59K
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