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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$49.4M
Cap. Flow %
7.41%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$5.24M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.21M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$2.51M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.47M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.85M
3
UNH icon
UnitedHealth
UNH
+$1.63M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.56M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.49M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HBAN icon
376
Huntington Bancshares
HBAN
$35.1B
$151K 0.02%
10,029
+12
+0.1% +$176
ISRG icon
377
Intuitive Surgical
ISRG
$135B
$150K 0.02%
759
-417
-35% -$78.1K
CTT
378
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$149K 0.02%
13,020
-6,852
-34% -$78.1K
OLP
379
One Liberty Properties
OLP
$531M
$140K 0.02%
15,482
– –
EAD
380
Allspring Income Opportunities Fund
EAD
$375M
$134K 0.02%
15,900
+646
+4% +$5.35K
NSLR
381
Neostellar Capital Corp
NSLR
$278M
$130K 0.02%
23,696
+109
+0.5% +$600
I
382
DELISTED
INTELSAT S. A.
I
$127K 0.02%
18,000
-2,300
-11% -$36.2K
EOLS icon
383
Evolus
EOLS
$398M
$126K 0.02%
10,360
-7,390
-42% -$104K
DCF
384
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$124K 0.02%
13,366
+372
+3% +$3.4K
YPF icon
385
YPF
YPF
$200B
$116K 0.02%
10,000
– –
NLY icon
386
Annaly Capital Management
NLY
$17.2B
$98K 0.01%
+2,600
New +$94.8K
VVR icon
387
Invesco Senior Income Trust
VVR
$457M
$89K 0.01%
20,662
-13,560
-40% -$56.6K
BRPM.WS
388
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$83K 0.01%
100,832
– –
SIRI icon
389
SiriusXM
SIRI
$10.2B
$80K 0.01%
+1,124
New +$75.7K
REFR icon
390
Research Frontiers
REFR
$15.8M
$63K 0.01%
20,900
+3,000
+17% +$9.62K
JILL icon
391
J. Jill
JILL
$277M
$57K 0.01%
10,000
– –
CCX.WS
392
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$55K 0.01%
38,888
– –
NOK icon
393
Nokia
NOK
$52.3B
$49K 0.01%
13,121
-13,669
-51% -$53.7K
CX icon
394
Cemex
CX
$17.1B
$41K 0.01%
+10,975
New +$41.8K
HCR
395
DELISTED
Hi-Crush Inc. Common Stock
HCR
$39K 0.01%
44,000
+24,000
+120% +$25.3K
OUSM icon
396
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$893M
$33K ﹤0.01%
+1,110
New +$31.8K
VANI icon
397
Vivani Medical
VANI
$115M
$27K ﹤0.01%
1,525
-125
-8% -$2.45K
TURN
398
DELISTED
180 Degree Capital
TURN
$22K ﹤0.01%
3,333
-334
-9% -$2.14K
ASM
399
Avino Silver & Gold Mines
ASM
$969M
$6K ﹤0.01%
10,000
– –
SDOG icon
400
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$5K ﹤0.01%
+111
New +$5.01K
14 15
16
17 18

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HIH
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B. Riley Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.

  • B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
  • B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
  • B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
  • B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
  • B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
  • B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.