BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Return 3.47%
This Quarter Return
+6.48%
1 Year Return
+3.47%
3 Year Return
+49.6%
5 Year Return
–
10 Year Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$51.7M
Cap. Flow %
7.75%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

1
DVY icon
iShares Select Dividend ETF
DVY
$5.38M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
$5.33M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$2.52M
5
QQQ icon
Invesco QQQ Trust
QQQ
$2.46M

Top Sells

1
BIL icon
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
$1.85M
3
UNH icon
UnitedHealth
UNH
$1.83M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$1.54M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$1.49M

Sector Composition

1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HBAN icon
376
Huntington Bancshares
HBAN
$25.7B
$151K 0.02%
10,029
+12
+0.1% +$181
ISRG icon
377
Intuitive Surgical
ISRG
$167B
$150K 0.02%
759
-417
-35% -$82.4K
CTT
378
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$149K 0.02%
13,020
-6,852
-34% -$78.4K
OLP
379
One Liberty Properties
OLP
$511M
$140K 0.02%
15,482
– –
EAD
380
Allspring Income Opportunities Fund
EAD
$421M
$134K 0.02%
15,900
+646
+4% +$5.44K
SSSS icon
381
SuRo Capital
SSSS
$207M
$130K 0.02%
23,696
+109
+0.5% +$598
I
382
DELISTED
INTELSAT S. A.
I
$127K 0.02%
18,000
-2,300
-11% -$16.2K
EOLS icon
383
Evolus
EOLS
$495M
$126K 0.02%
10,360
-7,390
-42% -$89.9K
DCF
384
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$124K 0.02%
13,366
+372
+3% +$3.45K
YPF icon
385
YPF
YPF
$12.1B
$116K 0.02%
10,000
– –
NLY icon
386
Annaly Capital Management
NLY
$14.2B
$98K 0.01%
+2,600
New +$98K
VVR icon
387
Invesco Senior Income Trust
VVR
$555M
$89K 0.01%
20,662
-13,560
-40% -$58.4K
BRPM.WS
388
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$83K 0.01%
100,832
– –
SIRI icon
389
SiriusXM
SIRI
$8.1B
$80K 0.01%
+1,124
New +$80K
REFR icon
390
Research Frontiers
REFR
$43.4M
$63K 0.01%
20,900
+3,000
+17% +$9.04K
JILL icon
391
J. Jill
JILL
$274M
$57K 0.01%
10,000
– –
CCX.WS
392
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$55K 0.01%
38,888
– –
NOK icon
393
Nokia
NOK
$24.5B
$49K 0.01%
13,121
-13,669
-51% -$51K
CX icon
394
Cemex
CX
$13.6B
$41K 0.01%
+10,975
New +$41K
HCR
395
DELISTED
Hi-Crush Inc. Common Stock
HCR
$39K 0.01%
44,000
+24,000
+120% +$21.3K
OUSM icon
396
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$993M
$33K ﹤0.01%
+1,110
New +$33K
VANI icon
397
Vivani Medical
VANI
$76.4M
$27K ﹤0.01%
1,525
-125
-8% -$2.21K
TURN
398
180 Degree Capital
TURN
$46.5M
$22K ﹤0.01%
3,333
-334
-9% -$2.21K
ASM
399
Avino Silver & Gold Mines
ASM
$623M
$6K ﹤0.01%
10,000
– –
SDOG icon
400
ALPS Sector Dividend Dogs ETF
SDOG
$1.24B
$5K ﹤0.01%
+111
New +$5K
14 15
16
17 18