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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
376
Lowe's Companies
LOW
$119B
– –
-2,347
Closed -$270K
LUMN icon
377
Lumen
LUMN
$6.65B
– –
-17,014
Closed -$361K
LYB icon
378
LyondellBasell Industries
LYB
$19.6B
– –
-2,604
Closed -$267K
MAN icon
379
ManpowerGroup
MAN
$2.52B
– –
-3,427
Closed -$295K
MAR icon
380
Marriott International
MAR
$91.5B
– –
-1,725
Closed -$228K
MPC icon
381
Marathon Petroleum
MPC
$89.6B
– –
-3,000
Closed -$240K
MTN icon
382
Vail Resorts
MTN
$5.32B
– –
-1,117
Closed -$307K
MTUM icon
383
iShares MSCI USA Momentum Factor ETF
MTUM
$25.6B
– –
-6,189
Closed -$736K
MTZ icon
384
MasTec
MTZ
$21B
– –
-4,725
Closed -$211K
MUFG icon
385
Mitsubishi UFJ Financial
MUFG
$254B
– –
-12,420
Closed -$77K
NVG icon
386
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
– –
-10,205
Closed -$149K
OTRK
387
DELISTED
Ontrak
OTRK
– –
-188
Closed -$217K
PH icon
388
Parker-Hannifin
PH
$126B
– –
-1,405
Closed -$258K
PWR icon
389
Quanta Services
PWR
$102B
– –
-6,300
Closed -$210K
REGL icon
390
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.8B
– –
-3,768
Closed -$214K
RPG icon
391
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
– –
-15,915
Closed -$383K
SFIX
392
Stitch Fix
SFIX
$552M
– –
-7,075
Closed -$310K
SM icon
393
SM Energy
SM
$7.66B
– –
-7,514
Closed -$237K
SMDV icon
394
ProShares Russell 2000 Dividend Growers ETF
SMDV
$703M
– –
-4,708
Closed -$277K
STZ icon
395
Constellation Brands
STZ
$22.4B
– –
-2,023
Closed -$436K
TDOC icon
396
Teladoc Health
TDOC
$1.21B
– –
-4,440
Closed -$383K
TGT icon
397
Target
TGT
$67.8B
– –
-2,837
Closed -$250K
TJX icon
398
TJX Companies
TJX
$174B
– –
-5,582
Closed -$313K
TURN
399
DELISTED
180 Degree Capital
TURN
– –
-3,333
Closed -$22K
TXMD icon
400
TherapeuticsMD
TXMD
$23.6M
– –
-312
Closed -$102K
13 14 15
16
17

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EL
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PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.