We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.94%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.44B
AUM Growth
+$142M
Cap. Flow
+$171M
Cap. Flow %
11.81%
Top 10 Hldgs %
26.06%
Holding
710
New
76
Increased
345
Reduced
184
Closed
55

Top Buys

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$105M
2
AMGN icon
Amgen
AMGN
+$13.4M
3
BAC icon
Bank of America
BAC
+$11.9M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$4.25M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.54M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.55M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.48M
3
SPLK
Splunk Inc
SPLK
+$2.25M
4
VZ icon
Verizon
VZ
+$2.15M
5
MRK icon
Merck
MRK
+$2.09M

Sector Composition

Rank Sector Weight
1 Technology 12.14%
2 Consumer Discretionary 8.43%
3 Healthcare 8%
4 Communication Services 5.29%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLRN icon
351
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$503K 0.03%
+16,877
New +$517K
VOOG icon
352
Vanguard S&P 500 Growth ETF
VOOG
$27.2B
$503K 0.03%
+10,008
New +$485K
VOE icon
353
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$502K 0.03%
3,339
+274
+9% +$40.2K
ZBRA icon
354
Zebra Technologies
ZBRA
$17.8B
$502K 0.03%
843
+198
+31% +$112K
XLP icon
355
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$499K 0.03%
6,475
-209
-3% -$15.1K
EL icon
356
Estee Lauder
EL
$32B
$498K 0.03%
1,344
+380
+39% +$129K
LULU icon
357
lululemon athletica
LULU
$14.6B
$494K 0.03%
1,263
+37
+3% +$15.8K
IWB icon
358
iShares Russell 1000 ETF
IWB
$50B
$488K 0.03%
1,845
-31
-2% -$7.98K
MAIN icon
359
Main Street Capital
MAIN
$5.48B
$485K 0.03%
10,818
+3,491
+48% +$153K
CSW
360
CSW Industrials
CSW
$5.72B
$483K 0.03%
4,000
– –
EMB icon
361
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$483K 0.03%
4,426
+473
+12% +$51.6K
FMB icon
362
First Trust Managed Municipal ETF
FMB
$2.06B
$483K 0.03%
8,472
+20
+0.2% +$1.14K
BABA icon
363
Alibaba
BABA
$308B
$481K 0.03%
4,048
-397
-9% -$57.8K
FALN icon
364
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$480K 0.03%
16,020
-175
-1% -$5.24K
VTWG icon
365
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$478K 0.03%
2,704
+28
+1% +$6.14K
TSCO icon
366
Tractor Supply
TSCO
$18.1B
$477K 0.03%
10,000
+2,560
+34% +$112K
VMO icon
367
Invesco Municipal Opportunity Trust
VMO
$663M
$476K 0.03%
34,448
– –
FISV
368
Fiserv Inc
FISV
$27.9B
$475K 0.03%
4,580
-55
-1% -$5.69K
SPYM
369
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$472K 0.03%
10,136
+3,508
+53% +$189K
MDB icon
370
MongoDB
MDB
$32.1B
$470K 0.03%
887
-200
-18% -$102K
ASML icon
371
ASML
ASML
$669B
$469K 0.03%
589
+20
+4% +$15.9K
FTLS icon
372
First Trust Long/Short Equity ETF
FTLS
$2.5B
$469K 0.03%
8,988
-227
-2% -$11.5K
VEEV icon
373
Veeva Systems
VEEV
$37.4B
$468K 0.03%
1,830
-130
-7% -$37.8K
DNOV icon
374
FT Vest US Equity Deep Buffer ETF November
DNOV
$400M
$464K 0.03%
13,124
+1,975
+18% +$69.2K
SWAN icon
375
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$161M
$464K 0.03%
13,445
+2,292
+21% +$81.5K
13 14
15
16 17

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Management held 710 positions worth $1.44B, up 11% from $1.3B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $171M of net new capital in Q4 2021, opening 76 new positions and adding to 345 existing holdings. Its largest new stake was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $3.55M trimmed.

  • B. Riley Wealth Management's largest Q4 2021 buy was JPMorgan Equity Premium Income ETF: 68,921 shares worth $4.36M.
  • B. Riley Wealth Management added most to JPMorgan Chase in Q4 2021, an estimated $105M increase.
  • B. Riley Wealth Management's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $3.55M.
  • B. Riley Wealth Management fully exited Splunk Inc in Q4 2021, selling an estimated $2.25M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $1.44B portfolio in Q4 2021.
  • B. Riley Wealth Management opened 76 new positions and closed 55 in Q4 2021.
  • B. Riley Wealth Management's portfolio value rose 11% quarter-over-quarter to $1.44B.

Based on B. Riley Wealth Management's 13F filing for Q4 2021, filed 10 Feb 2022.