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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
351
Unilever
UL
$136B
$466K 0.04%
+7,648
New +$487K
VTWG icon
352
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$465K 0.04%
2,676
-133
-5% -$29.1K
WPC icon
353
W.P. Carey
WPC
$16.4B
$465K 0.04%
6,496
+87
+1% +$6.62K
FIS icon
354
Fidelity National Information Services
FIS
$22.1B
$464K 0.04%
+3,814
New +$512K
VCIT icon
355
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$460K 0.04%
4,868
+1,035
+27% +$98.8K
XLP icon
356
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$460K 0.04%
6,684
+352
+6% +$25.1K
ANGL icon
357
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$459K 0.04%
13,895
+3,817
+38% +$126K
TSM icon
358
TSMC
TSM
$2.18T
$458K 0.04%
+4,099
New +$481K
ZTS icon
359
Zoetis
ZTS
$30.5B
$456K 0.04%
2,351
+781
+50% +$158K
AIO
360
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
$454K 0.03%
17,000
– –
IEF icon
361
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$453K 0.03%
+3,933
New +$460K
IWB icon
362
iShares Russell 1000 ETF
IWB
$50.1B
$453K 0.03%
+1,876
New +$466K
OTRK
363
DELISTED
Ontrak
OTRK
$452K 0.03%
+500
New +$893K
LH icon
364
Labcorp
LH
$25.9B
$449K 0.03%
1,857
+14
+0.8% +$3.53K
VMBS icon
365
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$448K 0.03%
8,414
+4,143
+97% +$221K
FTLS icon
366
First Trust Long/Short Equity ETF
FTLS
$2.5B
$446K 0.03%
9,215
– –
MUNI icon
367
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
$445K 0.03%
7,900
+1,700
+27% +$96.6K
PINS icon
368
Pinterest
PINS
$13.4B
$443K 0.03%
8,701
+1,286
+17% +$79K
SE icon
369
Sea Limited
SE
$69.5B
$440K 0.03%
1,381
-160
-10% -$49.1K
QED
370
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
$439K 0.03%
18,478
+150
+0.8% +$3.58K
ZS icon
371
Zscaler
ZS
$27.3B
$437K 0.03%
1,666
+546
+49% +$137K
EMB icon
372
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$435K 0.03%
+3,953
New +$444K
HUN icon
373
Huntsman Corp
HUN
$1.77B
$430K 0.03%
+14,543
New +$383K
VOE icon
374
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$428K 0.03%
+3,065
New +$435K
ASML icon
375
ASML
ASML
$669B
$424K 0.03%
569
+25
+5% +$19.7K
13 14
15
16 17

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.