We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VKI icon
351
Invesco Advantage Municipal Income Trust II
VKI
$401M
$148K 0.02%
+13,000
New +$143K
JHAA
352
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$143K 0.02%
14,952
– –
KRP icon
353
Kimbell Royalty Partners
KRP
$1.48B
$138K 0.02%
17,481
-6,710
-28% -$48.6K
EOSEW
354
Eos Energy Enterprises Warrant
EOSEW
$31.4M
$133K 0.02%
+16,000
New +$45.7K
JDD
355
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$127K 0.02%
+14,450
New +$120K
DCF
356
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$123K 0.02%
14,430
-563
-4% -$4.56K
GAB icon
357
Gabelli Equity Trust
GAB
$1.79B
$121K 0.02%
19,699
+6,573
+50% +$37.9K
CMBT
358
CMB.TECH NV
CMBT
$4.73B
$120K 0.02%
15,000
– –
SVC
359
Service Properties Trust
SVC
$1.07B
$119K 0.02%
2,067
-3,372
-62% -$171K
CHFW.U
360
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
$115K 0.01%
+11,000
New +$112K
NMM icon
361
Navios Maritime Partners
NMM
$2.26B
$112K 0.01%
+10,000
New +$74.7K
SAIIU
362
DELISTED
Software Acquisition Group Inc. II Unit
SAIIU
$107K 0.01%
+10,000
New +$101K
CCV.U
363
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
$105K 0.01%
+10,000
New +$105K
FPL
364
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$102K 0.01%
+24,000
New +$98.8K
ARLP icon
365
Alliance Resource Partners
ARLP
$3.17B
$90K 0.01%
20,000
+10,000
+100% +$38.3K
MVSTW
366
DELISTED
Microvast Holdings Warrants
MVSTW
$90K 0.01%
+19,000
New +$32.3K
FLNG icon
367
FLEX LNG
FLNG
$1.67B
$88K 0.01%
+10,000
New +$74.2K
JEMD
368
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$85K 0.01%
+11,413
New +$83.9K
CMRE icon
369
Costamare
CMRE
$1.77B
$83K 0.01%
+10,000
New +$69.7K
CCEC
370
Capital Clean Energy Carriers
CCEC
$1.35B
$81K 0.01%
+10,000
New +$76K
AMRN
371
Amarin Corp
AMRN
$303M
$79K 0.01%
813
-545
-40% -$52.5K
SFL icon
372
SFL Corp
SFL
$1.61B
$63K 0.01%
+10,000
New +$69.2K
FRO icon
373
Frontline
FRO
$8.85B
$62K 0.01%
10,000
-16,190
-62% -$104K
MBIO icon
374
Mustang Bio
MBIO
$4.55M
$47K 0.01%
+17
New +$40.6K
HOFV
375
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$45K 0.01%
+1,665
New +$65.3K
13 14
15
16 17

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.