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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+8.33%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$847M
AUM Growth
-$64M
Cap. Flow
+$696M
Cap. Flow %
82.19%
Top 10 Hldgs %
27.21%
Holding
553
New
134
Increased
174
Reduced
88
Closed
135

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$813M
2
AAPL icon
Apple
AAPL
+$38M
3
AMZN icon
Amazon
AMZN
+$26.9M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15.2M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$11.4M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$61.6M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$24.4M
3
CMF icon
iShares California Muni Bond ETF
CMF
+$21M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.8M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$19.5M

Sector Composition

Rank Sector Weight
1 Technology 12.64%
2 Consumer Discretionary 8.68%
3 Healthcare 7.9%
4 Communication Services 6.76%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AB icon
351
AllianceBernstein
AB
$3.47B
$214K 0.03%
+7,932
New +$222K
ENPH icon
352
Enphase Energy
ENPH
$5.53B
$213K 0.03%
+2,579
New +$173K
IJH icon
353
iShares Core S&P Mid-Cap ETF
IJH
$127B
$213K 0.03%
5,740
-7,020
-55% -$262K
CHWY icon
354
Chewy
CHWY
$9.63B
$209K 0.02%
+3,810
New +$206K
ASML icon
355
ASML
ASML
$669B
$206K 0.02%
558
-110
-16% -$41.1K
FOCS
356
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$206K 0.02%
+6,275
New +$222K
CNC icon
357
Centene
CNC
$32.5B
$203K 0.02%
+3,478
New +$216K
DCP
358
DELISTED
DCP Midstream, LP
DCP
$203K 0.02%
18,160
-760
-4% -$9.2K
SHM icon
359
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$202K 0.02%
+4,055
New +$203K
IBN icon
360
ICICI Bank
IBN
$108B
$199K 0.02%
+20,200
New +$201K
IHTA
361
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$199K 0.02%
25,103
– –
THW
362
abrdn World Healthcare Fund
THW
$551M
$198K 0.02%
+13,783
New +$200K
BRT
363
BRT Apartments
BRT
$271M
$183K 0.02%
+58,291
New +$678K
MVF
364
DELISTED
BlackRock MuniVest Fund
MVF
$180K 0.02%
20,755
+9,000
+77% +$78.6K
RRC icon
365
Range Resources
RRC
$8.95B
$180K 0.02%
+27,253
New +$197K
MHF
366
Western Asset Municipal High Income Fund
MHF
$153M
$179K 0.02%
+24,000
New +$177K
FTAI icon
367
FTAI Aviation
FTAI
$22.2B
$178K 0.02%
+12,155
New +$161K
NLY icon
368
Annaly Capital Management
NLY
$17.4B
$176K 0.02%
6,164
+1,976
+47% +$57.2K
AWF
369
AllianceBernstein Global High Income Fund
AWF
$872M
$175K 0.02%
+16,631
New +$176K
NFJ
370
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$175K 0.02%
14,859
+2,500
+20% +$30K
GER
371
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$175K 0.02%
+29,221
New +$208K
DIAX
372
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$172K 0.02%
+12,708
New +$175K
FRO icon
373
Frontline
FRO
$8.85B
$170K 0.02%
26,190
+16,190
+162% +$124K
BGB
374
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$169K 0.02%
+13,800
New +$163K
IRT icon
375
Independence Realty Trust
IRT
$4.07B
$167K 0.02%
+14,445
New +$166K
13 14
15
16 17

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PGF
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Management held 553 positions worth $847M, down 7% from $911M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

B. Riley Wealth Management deployed $696M of net new capital in Q3 2020, opening 134 new positions and adding to 174 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 2,651 shares worth $884K.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 9% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $61.6M trimmed.

  • B. Riley Wealth Management's largest Q3 2020 buy was Berkshire Hathaway Class A: 2,651 shares worth $884K.
  • B. Riley Wealth Management added most to Apple in Q3 2020, an estimated $38M increase.
  • B. Riley Wealth Management's biggest Q3 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $61.6M.
  • B. Riley Wealth Management fully exited iShares MSCI EAFE ETF in Q3 2020, selling an estimated $24.4M.
  • B. Riley Wealth Management's ten largest holdings make up 27% of its $847M portfolio in Q3 2020.
  • B. Riley Wealth Management opened 134 new positions and closed 135 in Q3 2020.
  • B. Riley Wealth Management's portfolio value fell 7% quarter-over-quarter to $847M.

Based on B. Riley Wealth Management's 13F filing for Q3 2020, filed 12 Nov 2020.