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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$49.4M
Cap. Flow %
7.41%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$5.24M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.21M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$2.51M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.47M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.85M
3
UNH icon
UnitedHealth
UNH
+$1.63M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.56M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.49M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LECO icon
351
Lincoln Electric
LECO
$15.2B
$218K 0.03%
+2,258
New +$205K
VRTX icon
352
Vertex Pharmaceuticals
VRTX
$121B
$217K 0.03%
+992
New +$201K
CMI icon
353
Cummins
CMI
$87.5B
$216K 0.03%
+1,208
New +$213K
XLE icon
354
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
$215K 0.03%
+7,148
New +$212K
AIO
355
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$902M
$213K 0.03%
+10,600
New +$212K
LOW icon
356
Lowe's Companies
LOW
$122B
$212K 0.03%
+1,773
New +$203K
AXP icon
357
American Express
AXP
$235B
$208K 0.03%
1,674
+1,494
+830% +$179K
DUK icon
358
Duke Energy
DUK
$97.2B
$208K 0.03%
2,280
– –
IDN icon
359
Intellicheck
IDN
$79M
$207K 0.03%
27,600
-1,400
-5% -$8.68K
EJUL icon
360
Innovator Emerging Markets Power Buffer ETF July
EJUL
$186M
$206K 0.03%
+7,921
New +$201K
BCE icon
361
BCE
BCE
$20.4B
$204K 0.03%
4,406
+220
+5% +$10.5K
IJT icon
362
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.54B
$203K 0.03%
+2,102
New +$194K
INDY icon
363
iShares S&P India Nifty 50 Index Fund
INDY
$571M
$203K 0.03%
5,249
+150
+3% +$5.63K
OHI icon
364
Omega Healthcare
OHI
$14.6B
$202K 0.03%
4,760
-136
-3% -$5.75K
IVR icon
365
Invesco Mortgage Capital
IVR
$760M
$195K 0.03%
+1,172
New +$188K
SDIV icon
366
Global X SuperDividend ETF
SDIV
$1.22B
$193K 0.03%
3,641
-153
-4% -$7.88K
NVG icon
367
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$191K 0.03%
+11,471
New +$189K
XRN
368
Chiron Real Estate Inc
XRN
$465M
$184K 0.03%
2,778
-249
-8% -$15.6K
EMD
369
Western Asset Emerging Markets Debt Fund
EMD
$614M
$179K 0.03%
12,515
+500
+4% +$6.99K
AHT
370
Ashford Hospitality Trust
AHT
$20.9M
$162K 0.02%
58
+10
+21% +$28K
F icon
371
Ford
F
$56.9B
$157K 0.02%
16,914
-3,150
-16% -$28.3K
HTGC icon
372
Hercules Capital
HTGC
$3.17B
$156K 0.02%
+11,130
New +$155K
HMLP
373
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$156K 0.02%
10,000
– –
TEVA icon
374
Teva Pharmaceuticals
TEVA
$40B
$154K 0.02%
15,735
+100
+0.6% +$893
BAR icon
375
GraniteShares Gold Shares
BAR
$1.37B
$151K 0.02%
10,000
– –
13 14
15
16 17

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EL
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PGF
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SM
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BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.

  • B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
  • B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
  • B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
  • B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
  • B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
  • B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.