We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKNG icon
351
Booking.com
BKNG
$149B
– –
-5,950
Closed -$472K
BLUE
352
DELISTED
bluebird bio
BLUE
– –
-178
Closed -$336K
CME icon
353
CME Group
CME
$94.7B
– –
-1,208
Closed -$206K
CMI icon
354
Cummins
CMI
$86.8B
– –
-2,433
Closed -$355K
CSW
355
CSW Industrials
CSW
$5.7B
– –
-4,000
Closed -$215K
CX icon
356
Cemex
CX
$16.9B
– –
-10,475
Closed -$74K
DBE icon
357
Invesco DB Energy Fund
DBE
$83.1M
– –
-10,853
Closed -$197K
EAD
358
Allspring Income Opportunities Fund
EAD
$378M
– –
-11,332
Closed -$90K
EFV icon
359
iShares MSCI EAFE Value ETF
EFV
$29.2B
– –
-5,089
Closed -$264K
EW icon
360
Edwards Lifesciences
EW
$51.3B
– –
-29,937
Closed -$1.74M
EYPT icon
361
EyePoint Inc
EYPT
$981M
– –
-4,600
Closed -$164K
F icon
362
Ford
F
$57.1B
– –
-15,639
Closed -$145K
FFTY icon
363
CapForce IBD 50 ETF
FFTY
$81.4M
– –
-7,000
Closed -$269K
FICO icon
364
Fair Isaac
FICO
$22.6B
– –
-1,800
Closed -$411K
FNX icon
365
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
– –
-2,927
Closed -$210K
FPX icon
366
First Trust US Equity Opportunities ETF
FPX
$1.54B
– –
-12,961
Closed -$963K
FYC icon
367
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.34B
– –
-21,376
Closed -$1.12M
GD icon
368
General Dynamics
GD
$105B
– –
-2,135
Closed -$437K
IAU icon
369
iShares Gold Trust
IAU
$63.6B
– –
-5,186
Closed -$119K
IQ icon
370
iQIYI
IQ
$1.28B
– –
-10,245
Closed -$277K
IWO icon
371
iShares Russell 2000 Growth ETF
IWO
$15B
– –
-5,608
Closed -$1.21M
IXC icon
372
iShares Global Energy ETF
IXC
$2.81B
– –
-11,045
Closed -$417K
KBE icon
373
State Street SPDR S&P Bank ETF
KBE
$1.7B
– –
-5,431
Closed -$253K
KHC icon
374
Kraft Heinz
KHC
$31.4B
– –
-6,965
Closed -$384K
LITE icon
375
Lumentum
LITE
$66.6B
– –
-11,333
Closed -$679K
13 14
15
16 17

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.