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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-7.42%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$70.5M
AUM Growth
-$55.2M
Cap. Flow
-$48.2M
Cap. Flow %
-68.35%
Top 10 Hldgs %
25.26%
Holding
1,058
New
7
Increased
48
Reduced
79
Closed
910

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$988K
2
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$910K
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$800K
4
VOX icon
Vanguard Communication Services ETF
VOX
+$784K
5
VHT icon
Vanguard Health Care ETF
VHT
+$783K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$2.28M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$1.59M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.52M
4
AAPL icon
Apple
AAPL
+$1M
5
SBUX icon
Starbucks
SBUX
+$743K

Sector Composition

Rank Sector Weight
1 Industrials 9.11%
2 Healthcare 8.08%
3 Technology 7.35%
4 Communication Services 6.76%
5 Consumer Staples 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLEX icon
351
Flex
FLEX
$43B
– –
-664
Closed -$5K
FNF icon
352
Fidelity National Financial
FNF
$13.9B
– –
-1,929
Closed -$49K
FNX icon
353
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
– –
-2,123
Closed -$114K
FPX icon
354
First Trust US Equity Opportunities ETF
FPX
$1.5B
– –
-146
Closed -$7K
FRI icon
355
First Trust S&P REIT Index Fund
FRI
$198M
– –
-3,281
Closed -$67K
FTC icon
356
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.34B
– –
-1,374
Closed -$66K
FUN icon
357
Cedar Fair
FUN
$1.8B
– –
-200
Closed -$10K
FXL icon
358
First Trust Technology AlphaDEX Fund
FXL
$2.63B
– –
-43,126
Closed -$1.52M
FXU icon
359
First Trust Utilities AlphaDEX Fund
FXU
$831M
– –
-357
Closed -$7K
GBX icon
360
The Greenbrier Companies
GBX
$1.54B
– –
-7,600
Closed -$356K
GD icon
361
General Dynamics
GD
$103B
– –
-320
Closed -$45K
GDX icon
362
VanEck Gold Miners ETF
GDX
$23.2B
– –
-100
Closed -$1K
GDXJ icon
363
VanEck Junior Gold Miners ETF
GDXJ
$7.09B
– –
-9,395
Closed -$226K
GEL icon
364
Genesis Energy
GEL
$1.89B
– –
-1,000
Closed -$43K
GEO icon
365
The GEO Group
GEO
$4.19B
– –
-1,503
Closed -$34K
GFI icon
366
Gold Fields
GFI
$30.4B
– –
-200
Closed –
GGG icon
367
Graco
GGG
$13B
– –
-120
Closed -$2K
GLD icon
368
SPDR Gold Trust
GLD
$131B
– –
-714
Closed -$80K
GLDI icon
369
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$31.1M
– –
-43
Closed -$9K
GLNG icon
370
Golar LNG
GLNG
$5B
– –
-200
Closed -$9K
GLOB icon
371
Globant
GLOB
$1.6B
– –
-1,600
Closed -$48K
GLRE icon
372
Greenlight Captial
GLRE
$552M
– –
-500
Closed -$14K
GLW icon
373
Corning
GLW
$126B
– –
-2,235
Closed -$44K
GM icon
374
General Motors
GM
$79.3B
– –
-7,242
Closed -$241K
GNRC icon
375
Generac Holdings
GNRC
$11.9B
– –
-800
Closed -$31K
13 14
15
16 17

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EL
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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Management held 1,058 positions worth $70.5M, down 44% from $126M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management withdrew a net $48.2M in Q3 2015, closing 910 positions and reducing 79 holdings. Its most notable exit was ProShares Short S&P500, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, up from 7.9% a quarter earlier, followed by Healthcare and Technology.

Against the trend, B. Riley Wealth Management opened a new position in Vanguard Health Care ETF worth $699K.

  • B. Riley Wealth Management's largest Q3 2015 buy was Vanguard Health Care ETF: 5,707 shares worth $699K.
  • B. Riley Wealth Management added most to First Trust Dow Jones Internet Index Fund ETF in Q3 2015, an estimated $988K increase.
  • B. Riley Wealth Management's biggest Q3 2015 reduction was Apple, cutting an estimated $1M.
  • B. Riley Wealth Management fully exited ProShares Short S&P500 in Q3 2015, selling an estimated $2.28M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $70.5M portfolio in Q3 2015.
  • B. Riley Wealth Management opened 7 new positions and closed 910 in Q3 2015.
  • B. Riley Wealth Management's portfolio value fell 44% quarter-over-quarter to $70.5M.

Based on B. Riley Wealth Management's 13F filing for Q3 2015, filed 13 Oct 2015.