We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCON icon
326
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$517K 0.04%
+19,438
New +$517K
MET icon
327
MetLife
MET
$63.7B
$516K 0.04%
8,363
+442
+6% +$26.6K
MDB icon
328
MongoDB
MDB
$29.8B
$513K 0.04%
1,087
+6
+0.6% +$2.42K
CSW
329
CSW Industrials
CSW
$5.67B
$511K 0.04%
+4,000
New +$498K
VV icon
330
Vanguard Morningstar Large-Cap ETF
VV
$54B
$511K 0.04%
+2,544
New +$526K
HR
331
DELISTED
Healthcare Realty Trust Incorporated
HR
$511K 0.04%
17,175
-3,595
-17% -$110K
GM icon
332
General Motors
GM
$76.3B
$506K 0.04%
9,604
-1,136
-11% -$60.4K
MPLX icon
333
MPLX
MPLX
$61.3B
$506K 0.04%
17,776
-2,845
-14% -$80.6K
IWD icon
334
iShares Russell 1000 Value ETF
IWD
$83.2B
$505K 0.04%
+3,227
New +$517K
FISV
335
Fiserv Inc
FISV
$28.9B
$503K 0.04%
+4,635
New +$518K
CARR icon
336
Carrier Global
CARR
$52.7B
$499K 0.04%
9,649
-227
-2% -$12.2K
JKHY icon
337
Jack Henry & Associates
JKHY
$11.2B
$499K 0.04%
+3,039
New +$523K
HYI
338
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$497K 0.04%
31,200
+5,200
+20% +$81.7K
LULU icon
339
lululemon athletica
LULU
$14.2B
$496K 0.04%
+1,226
New +$491K
EMQQ icon
340
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$277M
$488K 0.04%
+9,848
New +$528K
FALN icon
341
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$488K 0.04%
16,195
-97
-0.6% -$2.92K
SJNK icon
342
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$488K 0.04%
17,826
-1,764
-9% -$48.3K
MGNI icon
343
Magnite
MGNI
$3.49B
$481K 0.04%
17,170
+1,123
+7% +$33.8K
FMB icon
344
First Trust Managed Municipal ETF
FMB
$2.06B
$480K 0.04%
8,452
+17
+0.2% +$976
VMO icon
345
Invesco Municipal Opportunity Trust
VMO
$660M
$472K 0.04%
34,448
– –
MGA icon
346
Magna International
MGA
$18.1B
$471K 0.04%
+6,256
New +$515K
GAB icon
347
Gabelli Equity Trust
GAB
$1.76B
$470K 0.04%
70,677
+46,596
+193% +$316K
PNC icon
348
PNC Financial Services
PNC
$101B
$469K 0.04%
+2,397
New +$453K
ARKW icon
349
ARK Web x.0 ETF
ARKW
$1.71B
$468K 0.04%
3,373
+607
+22% +$89.7K
LUV icon
350
Southwest Airlines
LUV
$23B
$467K 0.04%
+9,082
New +$459K
12 13
14
15 16

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.