We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$775M
AUM Growth
-$72.6M
Cap. Flow
-$142M
Cap. Flow %
-18.35%
Top 10 Hldgs %
27.84%
Holding
496
New
78
Increased
77
Reduced
196
Closed
111

Top Buys

Rank Stock Value
1
SAII
Software Acquisition Group Inc. II Class A Common Stock
SAII
+$5.51M
2
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$4.11M
3
CVS icon
CVS Health
CVS
+$2.11M
4
AWH
Aspira Women's Health Inc. Common Stock
AWH
+$1.79M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$1.74M

Top Sells

Rank Stock Value
1
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$13.2M
2
VZ icon
Verizon
VZ
+$12M
3
V icon
Visa
V
+$11.7M
4
AAPL icon
Apple
AAPL
+$10.8M
5
VTHR icon
Vanguard Russell 3000 ETF
VTHR
+$7.59M

Sector Composition

Rank Sector Weight
1 Technology 13.01%
2 Consumer Discretionary 9%
3 Healthcare 8.99%
4 Communication Services 5.7%
5 Real Estate 5.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADSK icon
326
Autodesk
ADSK
$52.6B
$210K 0.03%
+687
New +$181K
HDV
327
iShares Core High Dividend ETF
HDV
$14.9B
$210K 0.03%
+11,970
New +$203K
MUNI icon
328
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
$210K 0.03%
3,700
-10,535
-74% -$593K
FIS icon
329
Fidelity National Information Services
FIS
$22.1B
$205K 0.03%
1,448
-51
-3% -$7.28K
PHO icon
330
Invesco Water Resources ETF
PHO
$2.09B
$205K 0.03%
+4,406
New +$193K
FTCH
331
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$204K 0.03%
+3,203
New +$142K
PTBD icon
332
Pacer Trendpilot US Bond ETF
PTBD
$86.1M
$202K 0.03%
+7,340
New +$198K
ALTG icon
333
Alta Equipment Group
ALTG
$244M
$201K 0.03%
20,350
+4,050
+25% +$35K
SPLV icon
334
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$200K 0.03%
3,563
-1,961
-35% -$108K
GER
335
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$198K 0.03%
26,001
-3,220
-11% -$23K
NSLR
336
Neostellar Capital Corp
NSLR
$254M
$189K 0.02%
17,160
-862
-5% -$7.58K
OPP
337
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$179K 0.02%
+12,650
New +$176K
EXG icon
338
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$178K 0.02%
20,242
+30
+0.1% +$243
AIF
339
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$177K 0.02%
12,226
– –
RRC icon
340
Range Resources
RRC
$8.95B
$176K 0.02%
26,250
-1,003
-4% -$7.37K
EVV
341
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$175K 0.02%
+13,954
New +$168K
NVG icon
342
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$171K 0.02%
+10,220
New +$165K
PAGP icon
343
Plains GP Holdings
PAGP
$4.9B
$169K 0.02%
20,010
-30,893
-61% -$240K
MVF
344
DELISTED
BlackRock MuniVest Fund
MVF
$168K 0.02%
18,314
-2,441
-12% -$21.7K
NCV
345
Virtus Convertible & Income Fund
NCV
$390M
$166K 0.02%
+7,250
New +$149K
STNG icon
346
Scorpio Tankers
STNG
$3.81B
$161K 0.02%
14,347
-758
-5% -$8.39K
JHB
347
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$161K 0.02%
17,486
-92,530
-84% -$843K
NFJ
348
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$158K 0.02%
11,769
-3,090
-21% -$38.9K
MFIC icon
349
MidCap Financial Investment
MFIC
$804M
$156K 0.02%
+14,640
New +$142K
PAA icon
350
Plains All American Pipeline
PAA
$16.1B
$156K 0.02%
18,964
-2,320
-11% -$17.6K
12 13
14
15 16

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, B. Riley Wealth Management held 496 positions worth $775M, down 8.6% from $847M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management withdrew a net $142M in Q4 2020, closing 111 positions and reducing 196 holdings. Its most notable exit was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund, an estimated $13.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Management opened a new position in Software Acquisition Group Inc. II Class A Common Stock worth $3.98M.

  • B. Riley Wealth Management's largest Q4 2020 buy was Software Acquisition Group Inc. II Class A Common Stock: 562,500 shares worth $3.98M.
  • B. Riley Wealth Management added most to BlackRock Core Bond Trust in Q4 2020, an estimated $1.74M increase.
  • B. Riley Wealth Management's biggest Q4 2020 reduction was Apple, cutting an estimated $10.8M.
  • B. Riley Wealth Management fully exited WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund in Q4 2020, selling an estimated $13.2M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $775M portfolio in Q4 2020.
  • B. Riley Wealth Management opened 78 new positions and closed 111 in Q4 2020.
  • B. Riley Wealth Management's portfolio value fell 8.6% quarter-over-quarter to $775M.

Based on B. Riley Wealth Management's 13F filing for Q4 2020, filed 11 Feb 2021.