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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$667M
AUM Growth
+$93.8M
Cap. Flow
+$49.4M
Cap. Flow %
7.41%
Top 10 Hldgs %
25.83%
Holding
451
New
57
Increased
175
Reduced
127
Closed
51

Top Buys

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$5.24M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.21M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.99M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$2.51M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$2.47M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.36M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.85M
3
UNH icon
UnitedHealth
UNH
+$1.63M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.56M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.49M

Sector Composition

Rank Sector Weight
1 Technology 9.72%
2 Consumer Discretionary 4.59%
3 Financials 4.15%
4 Energy 3.81%
5 Communication Services 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESTC icon
326
Elastic
ESTC
$7.15B
$240K 0.04%
3,726
– –
FPX icon
327
First Trust US Equity Opportunities ETF
FPX
$1.5B
$240K 0.04%
2,981
+22
+0.7% +$1.71K
IJK icon
328
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$238K 0.04%
4,000
-380
-9% -$21.8K
MU icon
329
Micron Technology
MU
$937B
$238K 0.04%
4,421
-450
-9% -$21.5K
TXN icon
330
Texas Instruments
TXN
$246B
$238K 0.04%
1,852
-367
-17% -$45.3K
VT icon
331
Vanguard Total World Stock ETF
VT
$78B
$238K 0.04%
2,941
– –
BRT
332
BRT Apartments
BRT
$282M
$236K 0.04%
56,616
– –
ADP icon
333
Automatic Data Processing
ADP
$107B
$235K 0.04%
1,376
-230
-14% -$38.1K
ALB icon
334
Albemarle
ALB
$14B
$235K 0.04%
+3,220
New +$215K
ITA icon
335
iShares US Aerospace & Defense ETF
ITA
$14.4B
$234K 0.04%
+2,114
New +$237K
AIF
336
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$234K 0.04%
15,506
-1,426
-8% -$21.1K
NZF icon
337
Nuveen Municipal Credit Income Fund
NZF
$2.39B
$232K 0.03%
14,143
+3,380
+31% +$54.5K
IMMU
338
DELISTED
Immunomedics Inc
IMMU
$231K 0.03%
+10,900
New +$192K
BP icon
339
BP
BP
$114B
$230K 0.03%
6,104
-2,374
-28% -$90.1K
BSTZ icon
340
BlackRock Science and Technology Term Trust
BSTZ
$1.99B
$227K 0.03%
+11,050
New +$221K
QUAL icon
341
iShares MSCI USA Quality Factor ETF
QUAL
$47B
$227K 0.03%
2,244
+70
+3% +$6.74K
BSJK
342
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$227K 0.03%
+9,474
New +$227K
MGK icon
343
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
$226K 0.03%
7,755
– –
VOE icon
344
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
$225K 0.03%
1,887
+72
+4% +$8.3K
GLW icon
345
Corning
GLW
$126B
$224K 0.03%
7,684
-48
-0.6% -$1.39K
VGSH icon
346
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
$223K 0.03%
+3,673
New +$224K
PPLI
347
People Inc
PPLI
$3.13B
$221K 0.03%
+4,963
New +$200K
UDN icon
348
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$221K 0.03%
+10,785
New +$221K
HDV
349
iShares Core High Dividend ETF
HDV
$14.8B
$220K 0.03%
+11,215
New +$214K
APTV icon
350
Aptiv
APTV
$12.1B
$218K 0.03%
+2,300
New +$211K
12 13
14
15 16

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BA
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HIH
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CRCM
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B. Riley Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Management held 451 positions worth $667M, up 16% from $573M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management deployed $49.4M of net new capital in Q4 2019, opening 57 new positions and adding to 175 existing holdings. Its largest new stake was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.36M trimmed.

  • B. Riley Wealth Management's largest Q4 2019 buy was Invesco KBW Premium Yield Equity REIT ETF: 78,092 shares worth $2.44M.
  • B. Riley Wealth Management added most to iShares Select Dividend ETF in Q4 2019, an estimated $5.24M increase.
  • B. Riley Wealth Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.36M.
  • B. Riley Wealth Management fully exited iShares Morningstar Mid-Cap Growth ETF in Q4 2019, selling an estimated $1.85M.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $667M portfolio in Q4 2019.
  • B. Riley Wealth Management opened 57 new positions and closed 51 in Q4 2019.
  • B. Riley Wealth Management's portfolio value rose 16% quarter-over-quarter to $667M.

Based on B. Riley Wealth Management's 13F filing for Q4 2019, filed 14 Feb 2020.