We are live on ! Find out more
BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+0.98%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$573M
AUM Growth
+$573M
Cap. Flow
+$4.89M
Cap. Flow %
0.85%
Top 10 Hldgs %
26.12%
Holding
450
New
56
Increased
121
Reduced
172
Closed
56

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.95M
2
IMCG icon
iShares Morningstar Mid-Cap Growth ETF
IMCG
+$1.9M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.73M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.51M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$1.37M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.57M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$2.69M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$2.18M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.15M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 8.57%
2 Consumer Discretionary 4.74%
3 Financials 3.92%
4 Energy 3.74%
5 Industrials 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
326
iShares S&P 500 Value ETF
IVE
$49.3B
$219K 0.04%
+1,837
New +$216K
ISRG icon
327
Intuitive Surgical
ISRG
$135B
$212K 0.04%
+1,176
New +$203K
CTT
328
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$212K 0.04%
19,872
-7,327
-27% -$74.4K
NDAQ icon
329
Nasdaq
NDAQ
$52.6B
$211K 0.04%
+6,372
New +$212K
NOBL icon
330
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$211K 0.04%
5,900
-300
-5% -$10.5K
BND icon
331
Vanguard Total Bond Market
BND
$157B
$210K 0.04%
2,491
-73
-3% -$6.12K
MU icon
332
Micron Technology
MU
$937B
$209K 0.04%
4,871
-4,200
-46% -$190K
NOW icon
333
ServiceNow
NOW
$118B
$209K 0.04%
4,120
-5,180
-56% -$282K
HCA icon
334
HCA Healthcare
HCA
$88B
$207K 0.04%
1,720
-603
-26% -$77.9K
MGK icon
335
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.2B
$206K 0.04%
7,755
– –
OHI icon
336
Omega Healthcare
OHI
$14.7B
$205K 0.04%
+4,896
New +$191K
PNC icon
337
PNC Financial Services
PNC
$100B
$205K 0.04%
1,462
-325
-18% -$44.1K
VOE icon
338
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.8B
$205K 0.04%
1,815
-29
-2% -$3.22K
BFYT
339
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
$205K 0.04%
+8,220
New +$173K
BCE icon
340
BCE
BCE
$20.3B
$203K 0.04%
4,186
-440
-10% -$20.6K
BRT
341
BRT Apartments
BRT
$282M
$202K 0.04%
56,616
– –
QUAL icon
342
iShares MSCI USA Quality Factor ETF
QUAL
$47B
$201K 0.04%
2,174
-10,880
-83% -$1M
AEP icon
343
American Electric Power
AEP
$69.9B
$200K 0.03%
2,136
-255
-11% -$23.2K
SACH
344
Sachem Capital Corp
SACH
$41.3M
$194K 0.03%
+41,176
New +$203K
SDIV icon
345
Global X SuperDividend ETF
SDIV
$1.22B
$193K 0.03%
3,794
+110
+3% +$5.54K
NAD icon
346
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$189K 0.03%
+13,135
New +$188K
INDY icon
347
iShares S&P India Nifty 50 Index Fund
INDY
$567M
$187K 0.03%
+5,099
New +$183K
F icon
348
Ford
F
$57.5B
$184K 0.03%
20,064
-827
-4% -$7.86K
NZF icon
349
Nuveen Municipal Credit Income Fund
NZF
$2.39B
$175K 0.03%
+10,763
New +$174K
VRML
350
DELISTED
Vermillion, Inc.
VRML
$174K 0.03%
332,850
+121,848
+58% +$80.7K
12 13
14
15 16

Similar funds

EL
ERN LLC Wilmington, Delaware $89.5M AUM
PGF
Pelham Global Financials London, United Kingdom $78.9M AUM 32.04% 1-Year Est. Return
SM
Saya Management New York $78.3M AUM 26.31% 1-Year Est. Return
BA
Bivin & Associates Ponca City, Oklahoma $93.1M AUM
HIH
HRS Investment Holdings New York $77.4M AUM 16.69% 1-Year Est. Return
IRF
IBM Retirement Fund Armonk, New York $72.1M AUM 12.04% 1-Year Est. Return
FA
Friess Associates Greenville, Delaware $59.9M AUM 3.42% 1-Year Est. Return
CRCM
Corbett Road Capital Management Mclean, Virginia $58.4M AUM 5.67% 1-Year Est. Return

B. Riley Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Management held 450 positions worth $573M, up 87,981% from $651K the previous quarter. Its ten largest holdings account for 26% of the portfolio.

B. Riley Wealth Management's Q3 2019 filing shows 56 new, 121 increased, 172 reduced and 56 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M. The largest sale was Invesco QQQ Trust, an estimated $4.57M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

  • B. Riley Wealth Management's largest Q3 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 45,588 shares worth $1.85M.
  • B. Riley Wealth Management added most to First Trust Enhanced Short Maturity ETF in Q3 2019, an estimated $2.95M increase.
  • B. Riley Wealth Management's biggest Q3 2019 reduction was Invesco QQQ Trust, cutting an estimated $4.57M.
  • B. Riley Wealth Management fully exited Broadmark Realty Capital Inc. Common Stock in Q3 2019, selling an estimated $1.49K.
  • B. Riley Wealth Management's ten largest holdings make up 26% of its $573M portfolio in Q3 2019.
  • B. Riley Wealth Management opened 56 new positions and closed 56 in Q3 2019.
  • B. Riley Wealth Management's portfolio value rose 87,981% quarter-over-quarter to $573M.

Based on B. Riley Wealth Management's 13F filing for Q3 2019, filed 15 Nov 2019.