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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-11.21%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$477M
AUM Growth
+$69.9M
Cap. Flow
+$128M
Cap. Flow %
26.85%
Top 10 Hldgs %
28.16%
Holding
423
New
95
Increased
136
Reduced
99
Closed
75

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$11.8M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$9.06M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.45M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.69M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.06M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$3.8M
2
EW icon
Edwards Lifesciences
EW
+$1.74M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.62M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$1.61M
5
CELG
Celgene Corp
CELG
+$1.57M

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Financials 4.68%
3 Consumer Discretionary 4.35%
4 Healthcare 4.11%
5 Communication Services 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEMD
326
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$80K 0.02%
+10,528
New +$81.5K
CCC.WS
327
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$78K 0.02%
+92,500
New +$97.1K
GER
328
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$76K 0.02%
+1,935
New +$96.9K
ALIM
329
DELISTED
Alimera Sciences
ALIM
$73K 0.02%
6,794
+1,294
+24% +$18.9K
SWN
330
DELISTED
Southwestern Energy Company
SWN
$67K 0.01%
19,620
+2,485
+15% +$12.2K
AMRS
331
DELISTED
Amyris Inc.
AMRS
$66K 0.01%
19,747
-324
-2% -$1.87K
VRAY
332
DELISTED
ViewRay, Inc.
VRAY
$65K 0.01%
10,700
-2,000
-16% -$15K
VRML
333
DELISTED
Vermillion, Inc.
VRML
$55K 0.01%
182,245
+50,545
+38% +$25.8K
VATE icon
334
INNOVATE Corp
VATE
$99.6M
$51K 0.01%
1,946
+681
+54% +$28.7K
VANI icon
335
Vivani Medical
VANI
$115M
$43K 0.01%
2,033
-196
-9% -$6.24K
HCR
336
DELISTED
Hi-Crush Inc. Common Stock
HCR
$42K 0.01%
11,800
-5,920
-33% -$41.1K
ASXC
337
DELISTED
Asensus Surgical, Inc.
ASXC
$33K 0.01%
1,131
-61
-5% -$2.77K
KBLMR
338
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$16K ﹤0.01%
+40,000
New +$15.2K
SGYP
339
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$10K ﹤0.01%
85,300
-15,000
-15% -$9.84K
SQBG
340
DELISTED
Sequential Brands Group, Inc.
SQBG
$9K ﹤0.01%
275
– –
PLX icon
341
Protalix BioTherapeutics
PLX
$187M
$6K ﹤0.01%
1,833
– –
CGRN
342
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$6K ﹤0.01%
1,000
– –
SXE
343
DELISTED
Southcross Energy Partners, L.P.
SXE
$6K ﹤0.01%
26,070
-7,000
-21% -$3.07K
KBLMW
344
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$4K ﹤0.01%
+40,000
New +$6.37K
ESES
345
DELISTED
Eco-Stim Energy Solutions Inc. Common Stock
ESES
$1K ﹤0.01%
10,000
– –
ADAP
346
DELISTED
Adaptimmune Therapeutics
ADAP
– –
-10,900
Closed -$148K
ADP icon
347
Automatic Data Processing
ADP
$107B
– –
-1,607
Closed -$242K
APO icon
348
Apollo Global Management
APO
$74.6B
– –
-6,356
Closed -$220K
ARKK icon
349
ARK Innovation ETF
ARKK
$5.84B
– –
-26,462
Closed -$1.25M
BIDU icon
350
Baidu
BIDU
$38.3B
– –
-1,468
Closed -$336K
12 13
14
15 16

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B. Riley Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Management held 423 positions worth $477M, up 17% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

B. Riley Wealth Management deployed $128M of net new capital in Q4 2018, opening 95 new positions and adding to 136 existing holdings. Its largest new stake was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $3.8M trimmed.

  • B. Riley Wealth Management's largest Q4 2018 buy was Vanguard Morningstar Large-Cap ETF: 73,158 shares worth $8.4M.
  • B. Riley Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2018, an estimated $11.8M increase.
  • B. Riley Wealth Management's biggest Q4 2018 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $3.8M.
  • B. Riley Wealth Management fully exited Edwards Lifesciences in Q4 2018, selling an estimated $1.74M.
  • B. Riley Wealth Management's ten largest holdings make up 28% of its $477M portfolio in Q4 2018.
  • B. Riley Wealth Management opened 95 new positions and closed 75 in Q4 2018.
  • B. Riley Wealth Management's portfolio value rose 17% quarter-over-quarter to $477M.

Based on B. Riley Wealth Management's 13F filing for Q4 2018, filed 19 Feb 2019.