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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$122M
AUM Growth
-$12.4M
Cap. Flow
-$12M
Cap. Flow %
-9.78%
Top 10 Hldgs %
15.89%
Holding
1,192
New
89
Increased
238
Reduced
283
Closed
136

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.29M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.17M
3
BA icon
Boeing
BA
+$1M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$943K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$821K

Top Sells

Rank Stock Value
1
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.47M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$1.31M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$1.1M
4
LNC icon
Lincoln National
LNC
+$903K
5
DAL icon
Delta Air Lines
DAL
+$897K

Sector Composition

Rank Sector Weight
1 Energy 9.85%
2 Technology 7.98%
3 Industrials 7.77%
4 Financials 6.97%
5 Healthcare 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MITT
326
TPG Mortgage Investment Trust
MITT
$222M
$72K 0.06%
1,299
– –
TTE icon
327
TotalEnergies
TTE
$195B
$72K 0.06%
1,407
+145
+11% +$8.18K
DBL
328
DoubleLine Opportunistic Credit Fund
DBL
$278M
$71K 0.06%
2,928
+438
+18% +$10.6K
WLL
329
DELISTED
Whiting Petroleum Corporation
WLL
$71K 0.06%
+7
New +$107K
BCE icon
330
BCE
BCE
$20.2B
$70K 0.06%
1,534
+9
+0.6% +$404
FRI icon
331
First Trust S&P REIT Index Fund
FRI
$189M
$70K 0.06%
3,171
– –
HIG icon
332
Hartford Financial Services
HIG
$38.9B
$70K 0.06%
1,691
– –
HSY icon
333
Hershey
HSY
$35.2B
$69K 0.06%
665
+275
+71% +$26.8K
VTI icon
334
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$69K 0.06%
656
+376
+134% +$38.9K
CSQ icon
335
Calamos Strategic Total Return Fund
CSQ
$3.23B
$68K 0.06%
5,950
-475
-7% -$5.48K
WBD icon
336
Warner Bros
WBD
$65.9B
$68K 0.06%
2,000
– –
WYNN icon
337
Wynn Resorts
WYNN
$10.3B
$68K 0.06%
459
-397
-46% -$68.2K
CRCM
338
DELISTED
CARE.COM, INC.
CRCM
$68K 0.06%
8,300
-8,000
-49% -$65.6K
DISCK
339
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$67K 0.05%
2,000
– –
SODA
340
DELISTED
SodaStream International Ltd
SODA
$67K 0.05%
3,360
– –
NMA
341
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$67K 0.05%
4,916
-3,292
-40% -$44.9K
DFS
342
DELISTED
Discover Financial Services
DFS
$65K 0.05%
1,000
– –
PPC icon
343
Pilgrim's Pride
PPC
$6.51B
$65K 0.05%
+2,000
New +$63.3K
OUTR
344
DELISTED
OUTERWALL INC
OUTR
$65K 0.05%
875
– –
CSG
345
DELISTED
CHAMBERS STR PPTYS COM
CSG
$65K 0.05%
8,065
-3,273
-29% -$26.2K
AXP icon
346
American Express
AXP
$227B
$64K 0.05%
691
+50
+8% +$4.48K
IWO icon
347
iShares Russell 2000 Growth ETF
IWO
$14.3B
$64K 0.05%
451
– –
IWX icon
348
iShares Russell Top 200 Value ETF
IWX
$3.98B
$64K 0.05%
1,450
– –
NGL icon
349
NGL Energy Partners
NGL
$2.05B
$64K 0.05%
2,300
-3,730
-62% -$122K
PAYX icon
350
Paychex
PAYX
$41.6B
$63K 0.05%
1,378
+506
+58% +$23.4K
12 13
14
15 16

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PGF
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SM
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BA
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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Management held 1,192 positions worth $122M, down 9.2% from $135M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Management withdrew a net $12M in Q4 2014, closing 136 positions and reducing 283 holdings. Its most notable exit was High Yield ETF, an estimated $608K position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, down from 13% a quarter earlier, followed by Technology and Industrials.

Against the trend, B. Riley Wealth Management opened a new position in Amedisys worth $789K.

  • B. Riley Wealth Management's largest Q4 2014 buy was Amedisys: 26,900 shares worth $789K.
  • B. Riley Wealth Management added most to Apple in Q4 2014, an estimated $1.29M increase.
  • B. Riley Wealth Management's biggest Q4 2014 reduction was First Trust Consumer Discretionary AlphaDEX Fund, cutting an estimated $1.47M.
  • B. Riley Wealth Management fully exited High Yield ETF in Q4 2014, selling an estimated $608K.
  • B. Riley Wealth Management's ten largest holdings make up 16% of its $122M portfolio in Q4 2014.
  • B. Riley Wealth Management opened 89 new positions and closed 136 in Q4 2014.
  • B. Riley Wealth Management's portfolio value fell 9.2% quarter-over-quarter to $122M.

Based on B. Riley Wealth Management's 13F filing for Q4 2014, filed 28 Jan 2015.