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BRWM

B. Riley Wealth Management Portfolio holdings

AUM $85.5M
1-Year Est. Return 3.46%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.46%
3 Year Est. Return
+49.59%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$398M
Cap. Flow
+$424M
Cap. Flow %
32.58%
Top 10 Hldgs %
24.71%
Holding
660
New
237
Increased
244
Reduced
110
Closed
26

Top Buys

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$50.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$36.2M
3
MSFT icon
Microsoft
MSFT
+$19.3M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$10.2M
5
HD icon
Home Depot
HD
+$10M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.22M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$1.08M
3
PARA
Paramount Global Class B
PARA
+$985K
4
BABA icon
Alibaba
BABA
+$962K
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$928K

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Consumer Discretionary 8.27%
3 Healthcare 7.98%
4 Communication Services 5.62%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQEW icon
301
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
$584K 0.04%
+5,250
New +$599K
WHR icon
302
Whirlpool
WHR
$2.8B
$579K 0.04%
+2,840
New +$623K
ROKU icon
303
Roku
ROKU
$22.3B
$571K 0.04%
1,821
+458
+34% +$173K
QYLD icon
304
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$570K 0.04%
25,849
+464
+2% +$10.5K
ZM icon
305
Zoom
ZM
$29.7B
$569K 0.04%
2,175
-24
-1% -$8.09K
MVT
306
DELISTED
BlackRock MuniVest Fund II
MVT
$568K 0.04%
37,375
+1,735
+5% +$27.8K
AXP icon
307
American Express
AXP
$231B
$565K 0.04%
3,373
+56
+2% +$9.36K
AZO icon
308
AutoZone
AZO
$50.1B
$565K 0.04%
333
+36
+12% +$57.7K
VEEV icon
309
Veeva Systems
VEEV
$35.4B
$565K 0.04%
+1,960
New +$622K
TWTR
310
DELISTED
Twitter, Inc.
TWTR
$564K 0.04%
9,332
-1,670
-15% -$110K
UPST icon
311
Upstart Holdings
UPST
$2.89B
$562K 0.04%
+1,775
New +$350K
DKS icon
312
Dick's Sporting Goods
DKS
$17.8B
$553K 0.04%
+4,621
New +$537K
FDG icon
313
American Century Focused Dynamic Growth ETF
FDG
$422M
$552K 0.04%
6,738
+45
+0.7% +$3.77K
DLN icon
314
WisdomTree US LargeCap Dividend Fund
DLN
$6.37B
$551K 0.04%
9,232
+660
+8% +$40.7K
PRU icon
315
Prudential Financial
PRU
$41.9B
$545K 0.04%
+5,184
New +$534K
ICE icon
316
Intercontinental Exchange
ICE
$84.1B
$543K 0.04%
+4,733
New +$562K
NAC icon
317
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$540K 0.04%
34,422
– –
XLE icon
318
State Street Energy Select Sector SPDR ETF
XLE
$38.1B
$539K 0.04%
20,688
+7,060
+52% +$175K
MO icon
319
Altria Group
MO
$113B
$537K 0.04%
11,802
+775
+7% +$37.4K
DE icon
320
Deere & Co
DE
$166B
$532K 0.04%
+1,587
New +$572K
TVRD
321
Tvardi Therapeutics
TVRD
$23.1M
$529K 0.04%
+952
New +$478K
SNOW icon
322
Snowflake
SNOW
$110B
$526K 0.04%
+1,738
New +$494K
SIVB
323
DELISTED
SVB Financial Group
SIVB
$526K 0.04%
813
-150
-16% -$87K
VOT icon
324
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$521K 0.04%
+2,205
New +$534K
CVNA icon
325
Carvana
CVNA
$75.1B
$519K 0.04%
+8,605
New +$572K
11 12
13
14 15

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HIH
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IRF
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FA
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CRCM
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B. Riley Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Management held 660 positions worth $1.3B, up 44% from $904M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

B. Riley Wealth Management deployed $424M of net new capital in Q3 2021, opening 237 new positions and adding to 244 existing holdings. Its largest new stake was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight ETF, an estimated $2.22M trimmed.

  • B. Riley Wealth Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 259,692 shares worth $35.2M.
  • B. Riley Wealth Management added most to Vanguard Morningstar Growth ETF in Q3 2021, an estimated $50.8M increase.
  • B. Riley Wealth Management's biggest Q3 2021 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $2.22M.
  • B. Riley Wealth Management fully exited First Trust Dorsey Wright International Focus 5 ETF in Q3 2021, selling an estimated $1.08M.
  • B. Riley Wealth Management's ten largest holdings make up 25% of its $1.3B portfolio in Q3 2021.
  • B. Riley Wealth Management opened 237 new positions and closed 26 in Q3 2021.
  • B. Riley Wealth Management's portfolio value rose 44% quarter-over-quarter to $1.3B.

Based on B. Riley Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.